Form D · Other Real Estate

L'Auberge de Sonoma Resort Fund, LLC

Scottsdale, AZ · CIK 0001723409

Offering snapshot reported Jun 5, 2019 · SEC filing

Reported sold
$24.9M
Offering amount: $25M
Investors reported
470
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Dec 5, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$12.4M$24.9MDec 12, 2017Jun 8, 2018: $5,877,789.00Jun 8, 2018Jun 5, 2019: $24,888,370.00Jun 5, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$5,877,789 → $24,888,370
  • Reported investors0 → 470

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 5, 2019Amendment$24,888,370$19,010,581vs Jun 8, 2018470SEC filing
Jun 8, 2018Amendment$5,877,789No comparison0SEC filing
Dec 12, 2017InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity
Exemptions
06c
Duration over one year
Yes
Business combination
No
Sales commissions
$138K (estimated)
Finders' fees
$0
Form D file number
021-300511
IMH Financial Corp. may pay commissions and expenses of up to 7.0% of the offering proceeds to broker-dealers if such broker-dealer is part of a sale.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Emerson Equity LLC130032

Source: Form D, filed Jun 5, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lawrence D. Bain Director, Executive, Promoter
Jonathan Brohard Executive
Imh Financial Corporation Director, Executive, Promoter
Leigh Feuerstein Director
Andrew Fishleder Director
L'auberge Fund Manager Llc Director, Executive, Promoter
Will Meris Promoter
Samuel Montes Executive
Chad Parson Director
Brian Peterson Promoter
Michael Racy Director
Lori Wittman Director
Jay Wolf Director

Issuer details

Industry: Other Real Estate (See others in industry)

Address:
7001 N. Scottsdale Road Suite 2050
Scottsdale, AZ, 85253