Form D · Hedge Fund

KUDU PARTNERS LP

Liberty Lake, WA · CIK 0001142454

Offering snapshot reported Oct 30, 2013 · SEC filing

Reported sold
$48.1M
Indefinite offering
Investors reported
61
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jul 1, 2001
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$24M$48.1MNov 2, 2012: $44,982,236.00Nov 2, 2012Oct 30, 2013: $48,071,767.00Oct 30, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$44,982,236 → $48,071,767
  • Reported investors55 → 61

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 30, 2013Amendment$48,071,767$3,089,531vs Nov 2, 201261SEC filing
Nov 2, 2012Initial$44,982,236No comparison55SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-186424

Source: Form D, filed Oct 30, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

KUDU PARTNERS, L.P.

Investment adviser: LA PLATA RIVER PARTNERS, LLC

Gross asset value
$52.7M
Beneficial owners
65
ADV minimum commitment
$100K

Reported in Form ADV on Mar 28, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CUSTOM HOUSE CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS NEW YORK, New York, United States
Custodian CANACCORD WEALTH MANAGEMENT (USA) INC. JERSEY CITY, New Jersey, United States Related to adviser: No
Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No
Custodian NEWEDGE USA, LLC CHICAGO, Illinois, United States Related to adviser: No
Prime broker NEWEDGE USA, LLC CHICAGO, Illinois, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CANACCORD WEALTH MANAGEMENT (USA) INC.
SEC 8-21025

INTERACTIVE BROKERS LLC
SEC 8-47257

NEWEDGE USA, LLC
SEC 8-47023

NEWEDGE USA, LLC
CRD 36118 · SEC 8-47023

Filing source

Form ADV 723320 · Mar 28, 2013 · Schedule D 7.B.(1), fund 805-5069747901

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A La Plata River Partners, Llc Executive
William A. Lupien Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2310 N. Molter Road #309
Liberty Lake, WA, 99019