Form D · Hedge Fund

KSTONE MULTISTRATEGY LTD.

Grand Cayman, E9 · CIK 0001596253

Offering snapshot reported Jan 10, 2020 · SEC filing

Reported sold: $3.92M
Investors reported: 13
Minimum accepted: $100K
First sale: Jan 1, 2014

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 10, 2020	Amendment	$3,923,635	$0vs Jan 11, 2019	13	SEC filing
Jan 11, 2019	Amendment	$3,923,635	$0vs Jan 12, 2018	13	SEC filing
Jan 12, 2018	Amendment	$3,923,635	$379,053vs Jan 12, 2017	13	SEC filing
Jan 12, 2017	Amendment	$3,544,582	$0vs Jan 12, 2017	12	SEC filing
Jan 12, 2017	Amendment	$3,544,582	$0vs Jan 14, 2016	12	SEC filing
Jan 14, 2016	Amendment	$3,544,582	$264,000vs Jan 14, 2015	12	SEC filing
Jan 14, 2015	Amendment	$3,280,582	$1,936,582vs Jan 14, 2014	11	SEC filing
Jan 14, 2014	Initial	$1,344,000	No comparison	7	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-209997

The recipient listed in Item 12 is paid an amount equal to a percentage of the management fee paid to the Investment Manager (or its affiliate) attributable to certain assets under management and/or incentive allocation.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
16 Points, LLC	277033
Alternative Asset Investment Management Securities, LLC	135131
CARTER, TERRY & COMPANY, INC.	16365
PLANNER SECURITIES LLC	36866

Source: Form D, filed Jan 10, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

KSTONE MULTISTRATEGY LTD.

Investment adviser: KSTONE PARTNERS LLC

Gross asset value: $0
Beneficial owners: 0
ADV minimum commitment: $1M

Reported in Form ADV on Apr 19, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator VISTRA USA LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor MARCUM (CAYMAN) GEORGE TOWN, Cayman Islands

Auditor MARCUM LLP NEW YORK, New York, United States

Custodian SIGNATURE BANK NEW YORK, New York, United States Related to adviser: No

Marketer CARTER, TERRY & COMPANY, INC. ATLANTA, Georgia, United States Related to adviser: No

Marketer PLANNER SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

MARCUM LLP
PCAOB 688

SIGNATURE BANK
LEI VLP5AP0XK2GM6GKD10

CARTER, TERRY & COMPANY, INC.
CRD 16365

PLANNER SECURITIES LLC
CRD 36866 · SEC 8-47498

Filing source

Form ADV 1529230 · Apr 19, 2021 · Schedule D 7.B.(1), fund 805-2084100467

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Joseph T. Drohan	Director
Mark J. Kenyon	Director
K Stone Partners Llc	Executive
Joseph H. Marren	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Intertrust (Cayman) Ltd. 190 Elgin Avenue, George Town
Grand Cayman, E9, KY1-9005