Form D · Hedge Fund

KStone ARV Ltd.

Grand Cayman, E9 · CIK 0001481289

Offering snapshot reported Jan 10, 2020 · SEC filing

Reported sold: $39.6M
Investors reported: 37
Minimum accepted: $100K
First sale: Jan 1, 2010

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 10, 2020	Amendment	$39,590,020	$0vs Jan 11, 2019	37	SEC filing
Jan 11, 2019	Amendment	$39,590,020	$0vs Jan 12, 2018	37	SEC filing
Jan 12, 2018	Amendment	$39,590,020	$9,000,119vs Jan 12, 2017	37	SEC filing
Jan 12, 2017	Amendment	$30,589,901	$4,300,000vs Jan 14, 2016	31	SEC filing
Jan 14, 2016	Amendment	$26,289,901	$10,000,000vs Jan 14, 2015	30	SEC filing
Jan 14, 2015	Amendment	$16,289,901	$3,450,000vs Jan 22, 2014	29	SEC filing
Jan 22, 2014	Amendment	$12,839,901	$299,000vs Jan 22, 2013	27	SEC filing
Jan 22, 2013	Amendment	$12,540,901	$8,101,201vs Jan 19, 2012	24	SEC filing
Jan 19, 2012	Amendment	$4,439,700	$939,700vs Jan 20, 2011	16	SEC filing
Jan 20, 2011	Amendment	$3,500,000	$1,244,000vs Jan 19, 2010	10	SEC filing
Jan 19, 2010	Initial	$2,256,000	No comparison	5	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-137955

The recipient listed in Item 12 is paid an amount equal to a percentage of the management fee paid to the Investment Manager (or its affiliate) attributable to certain assets under management and/or incentive allocation.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
16 Points, LLC	277033
Alternative Asset Investment Management Securities, LLC	135131
CARTER, TERRY & COMPANY, INC.	16365
PLANNER SECURITIES LLC	36866

Source: Form D, filed Jan 10, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

KSTONE ARV LTD

Investment adviser: KSTONE PARTNERS LLC

Gross asset value: $0
Beneficial owners: 7
ADV minimum commitment: $1M

Reported in Form ADV on Aug 4, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator VISTRA USA LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor MARCUM (CAYMAN) GEORGE TOWN, Cayman Islands

Auditor MARCUM LLP NEW YORK, New York, United States

Custodian SIGNATURE BANK NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

MARCUM LLP
PCAOB 688

SIGNATURE BANK
LEI VLP5AP0XK2GM6GKD10

Filing source

Form ADV 1779091 · Aug 4, 2023 · Schedule D 7.B.(1), fund 805-5505918087

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Joseph T. Drohan	Director, Executive
Mark J. Kenyon	Director, Executive
K Stone Partners Llc	Executive
Joseph H. Marren	Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Intertrust (Cayman) Ltd. 190 Elgin Avenue, George Town
Grand Cayman, E9, KY1-9005