Form D · Hedge Fund
KS INTERNATIONAL, INC.
Tortola, D8 · CIK 0001434499
Offering snapshot reported May 8, 2019 · SEC filing
- Reported sold
- $86.7M Indefinite offering
- Investors reported
- 30 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Jan 1, 1993 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 8, 2019 | Amendment | $86,652,226 | $0vs May 7, 2018 | 30 | SEC filing |
| May 7, 2018 | Amendment | $86,652,226 | $0vs May 10, 2017 | 30 | SEC filing |
| May 10, 2017 | Amendment | $86,652,226 | $0vs May 12, 2016 | 30 | SEC filing |
| May 12, 2016 | Amendment | $86,652,226 | $0vs May 18, 2015 | 30 | SEC filing |
| May 18, 2015 | Amendment | $86,652,226 | $0vs May 22, 2014 | 30 | SEC filing |
| May 22, 2014 | Amendment | $86,652,226 | -$105,003,629vs May 29, 2013 | 30 | SEC filing |
| May 29, 2013 | Amendment | $191,655,855 | $0vs May 29, 2012 | 60 | SEC filing |
| May 29, 2012 | Amendment | $191,655,855 | $6,500,000vs Mar 17, 2011 | 60 | SEC filing |
| Mar 17, 2011 | Amendment | $185,155,855 | $7,500,000vs Mar 17, 2010 | 58 | SEC filing |
| Mar 17, 2010 | Amendment | $177,655,855 | $38,000,000vs Mar 16, 2009 | 57 | SEC filing |
| Mar 16, 2009 | Initial | $139,655,855 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-128076
The recipients listed in Item 12 are paid an amount equal to a percentage of the management fee paid to the Investment Manager (or its affiliate) attributable to certain assets under management and/or the incentive allocation.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| A.J. Sloane & Company, LLC | 47653 | |
| Frederick Howard Fruitman | 1526646 | Loeb Partners Corporation · CRD 10929 |
Source: Form D, filed May 8, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
KS INTERNATIONAL, INC.
Investment adviser: KS MANAGEMENT CORP.
- Gross asset value
- Not reported
- Beneficial owners
- Not reported
- ADV minimum commitment
- Not reported
Reported in Form ADV on May 5, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- Not reported
- Prime brokers
- Not reported
- Custodians
- Not reported
- Administrator other than the adviser
- Not reported
- External marketing
- Not reported
Filing source
Form ADV 1420465 · May 5, 2020 · Schedule D 7.B.(1), fund 805-5416483350
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Fiduciary Group Limited | Director |
| Fiduciary Group Ltd. | Director |
| Michael C. Kempner | Director |
| Ks Management Corp. | Executive |
| Calum Mc Kenzie | Director |
| Gerard M. Murphy | Director |
| Jack R. Swain Iii | Executive |
| Jack R. Swain, Iii | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Tortola, D8, VG1110