Form D · Hedge Fund

KS-Capstone Fund Ltd.

George Town, Grand Cayman, E9 · CIK 0001636171

Offering snapshot reported May 10, 2019 · SEC filing

Reported sold
$50M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Feb 1, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$25M$50MMay 12, 2015: $30,000,000.00May 12, 2015May 12, 2016: $50,000,000.00May 12, 2016May 12, 2017: $50,000,000.00May 12, 2017May 11, 2018: $50,000,000.00May 11, 2018May 10, 2019: $50,000,000.00May 10, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 10, 2019Amendment$50,000,000$0vs May 11, 20181SEC filing
May 11, 2018Amendment$50,000,000$0vs May 12, 20171SEC filing
May 12, 2017Amendment$50,000,000$0vs May 12, 20161SEC filing
May 12, 2016Amendment$50,000,000$20,000,000vs May 12, 20151SEC filing
May 12, 2015Initial$30,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-239632

Source: Form D, filed May 10, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

KS-CAPSTONE FUND LIMITED

Investment adviser: CAPSTONE INVESTMENT ADVISORS, LLC

Gross asset value
$111M
Beneficial owners
1
ADV minimum commitment
$100K

Reported in Form ADV on Feb 26, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NORTHERN TRUST GLOBAL FUND SERVICES CAYMAN LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION NEW JERSEY, New Jersey, United States Related to adviser: No
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

GOLDMAN SACHS & CO. LLC
SEC 8-129

GOLDMAN SACHS INTERNATIONAL
SEC 8-138157

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Filing source

Form ADV 1384763 · Feb 26, 2020 · Schedule D 7.B.(1), fund 805-1607199516

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Paul M. Britton Director
Capstone Investment Advisors, Llc Promoter
Ebony Myles Berry Director
Boris Onefater Director
Geoff Ruddick Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Walkers Corporate Limited 27 Hospital Road
George Town, Grand Cayman, E9, KY1-9008