Form D · Manufacturing

KOVIO INC

San Jose, CA · CIK 0001145629

Offering snapshot reported Sep 14, 2012 · SEC filing

Reported sold
$27.2M
Offering amount: $33M
Investors reported
16
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
May 11, 2011
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 14, 2012Initial$27,200,436No comparison16SEC filing
Oct 4, 2007PaperNot reportedNo comparisonNot reportedSEC filing
Dec 22, 2005PaperNot reportedNo comparisonNot reportedSEC filing
Oct 31, 2005PaperNot reportedNo comparisonNot reportedSEC filing
Oct 31, 2005PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity
Exemptions
06
Duration over one year
Yes
Business combination
No
Sales commissions
$470K
Finders' fees
$0
Form D file number
021-184172

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Woodside Capital Securites LLC152603Woodside Capital Securites LLC · CRD 152603

Source: Form D, filed Sep 14, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Stephen N David Director
Lisan Hung Executive
Joseph Jacobson Director
Amir Mashkoori Director, Executive
Russell Siegelman Director

Issuer details

Industry: Manufacturing (See others in industry)

Address:
2865 Zanker Road
San Jose, CA, 95134