Form D · Other Investment Fund

Kotak WM India Fund Ltd

Port Louis, O4 · CIK 0001507309

Offering snapshot reported Jan 12, 2018 · SEC filing

Reported sold
$9.03M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jan 14, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$7.33M$14.7MJan 18, 2011: $540,983.00Jan 18, 2011Jan 11, 2012: $13,982,701.00Jan 16, 2013: $14,663,189.00Jan 10, 2014: $14,085,224.00Jan 12, 2015: $12,434,545.00Jan 21, 2016: $7,658,831.00Feb 10, 2017: $8,090,608.00Feb 22, 2017: $8,090,608.00Jan 12, 2018: $9,027,674.00Jan 12, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$7,658,831 → $9,027,674

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 12, 2018Amendment$9,027,674$1,368,843vs Jan 21, 20162SEC filing
Feb 22, 2017Amendment$8,090,608$431,777vs Jan 21, 20162SEC filing
Feb 10, 2017Amendment$8,090,608$431,777vs Jan 21, 20162SEC filing
Jan 21, 2016Amendment$7,658,831$7,117,848vs Jan 18, 20112SEC filing
Jan 12, 2015Amendment$12,434,545$11,893,562vs Jan 18, 20112SEC filing
Jan 10, 2014Amendment$14,085,224$13,544,241vs Jan 18, 20112SEC filing
Jan 16, 2013Amendment$14,663,189$14,122,206vs Jan 18, 20112SEC filing
Jan 11, 2012Amendment$13,982,701$13,441,718vs Jan 18, 20113SEC filing
Jan 18, 2011Initial$540,983No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$10.9K
Finders' fees
$0
Form D file number
021-153954
The above figure represents the total sales commissions paid by the Fund to Kotak Mahindra Inc. as the US distributor between January 2017 and December 2017.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Kotak Mahindra Inc.47251

Source: Form D, filed Jan 12, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Sow Man Ah Yuk Shing Director
Riad Aubdool Director
Renu Iqbal Audit Director
Deven Coopoosamy Director
Mohammad Iqbal Dulloo Director
Joseph Gijo Director
Gijo Joseph Director
(B) Chatrasingh Joyram Director
Chatrasingh Joyram Director
Sonia Lutchmiah Director
Neeraj Kumar Malhotra Director
Mamode Izam Nathadkhan Director
Abdool Azize Owasil Director
Ruchit Puri Director
Sow Man Ah Yuk Shing Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Sgg Fund Services (Mauritius) Ltd 33 Edith Cavell Street
Port Louis, O4, 11324