Form D · Other Investment Fund

KOTAK INVESTMENT OPPORTUNITIES FUND Ltd

Port Louis, O4 · CIK 0001394099

Offering snapshot reported Sep 15, 2022 · SEC filing

Reported sold
$754K
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$500
Reported outside-investor minimum
First sale
Jun 15, 2006
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$257M$514MMar 19, 2007Oct 19, 2010: $10,763,881.00Oct 17, 2011: $3,392,377.00Oct 19, 2012: $2,731,178.00Oct 16, 2013: $1,303,175.00Oct 22, 2014: $1,155,973.00Oct 19, 2015: $514,240,951.00Oct 18, 2016: $1,400,655.00Oct 20, 2016: $1,400,655.00Oct 21, 2016: $1,400,655.00Oct 30, 2017: $1,515,340.00Oct 16, 2018: $1,415,969.00Oct 7, 2019: $1,138,705.00Oct 9, 2020: $987,321.00Oct 7, 2021: $753,540.00Sep 15, 2022: $753,540.00Sep 15, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 15, 2022Amendment$753,540$0vs Oct 7, 20213SEC filing
Oct 7, 2021Amendment$753,540-$1,977,638vs Oct 19, 20123SEC filing
Oct 9, 2020Amendment$987,321-$1,743,857vs Oct 19, 20127SEC filing
Oct 7, 2019Amendment$1,138,705-$1,592,473vs Oct 19, 20127SEC filing
Oct 16, 2018Amendment$1,415,969-$1,315,209vs Oct 19, 20129SEC filing
Oct 30, 2017Amendment$1,515,340-$1,215,838vs Oct 19, 20129SEC filing
Oct 21, 2016Amendment$1,400,655-$1,330,523vs Oct 19, 201210SEC filing
Oct 20, 2016Amendment$1,400,655-$1,330,523vs Oct 19, 201210SEC filing
Oct 18, 2016Amendment$1,400,655-$1,330,523vs Oct 19, 201210SEC filing
Oct 19, 2015Amendment$514,240,951$511,509,773vs Oct 19, 201210SEC filing
Oct 22, 2014Amendment$1,155,973-$1,575,205vs Oct 19, 201211SEC filing
Oct 16, 2013Amendment$1,303,175-$1,428,003vs Oct 19, 201211SEC filing
Oct 19, 2012Amendment$2,731,178-$661,199vs Oct 17, 201124SEC filing
Oct 17, 2011Amendment$3,392,377-$7,371,504vs Oct 19, 201027SEC filing
Oct 19, 2010Amendment$10,763,881No comparison52SEC filing
Mar 19, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$6.56K
Finders' fees
$0
Form D file number
021-101274
The figure above represents the total amount of placement fees paid to Kotak Mahindra Inc. as the US placement agent for the Fund between September 2021 and August 2022.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Kotak Mahindra Inc.47251

Source: Form D, filed Sep 15, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

KOTAK INVESTMENT OPPORTUNITIES FUND LIMITED

Investment adviser: KOTAK MAHINDRA ASSET MANAGEMENT (SINGAPORE) PTE. LTD.

Gross asset value
$3.95M
Beneficial owners
30
ADV minimum commitment
$500

Reported in Form ADV on Jun 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator IQ EQ FUND SERVICES (MAURITIUS) LTD PORT LOUIS, Mauritius Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORNTON INTERNATIONAL LTD EBENE, Mauritius
Marketer ABU DHABI COMMERCIAL BANK ABU DHABI, United Arab Emirates Related to adviser: No
Marketer BANK OF MUSCAT MUSCAT, Oman Related to adviser: No
Marketer BANK OF SINGAPORE SINGAPORE, Singapore Related to adviser: No
Marketer CLEARSTREAM FUND CENTRE AG (ERSTWHILE, UBS AG) ZURICH, Switzerland Related to adviser: No
Marketer FRIENDS PROVIDENT INTERNATIONAL LIMITED ISLE OF MAN, Isle of Man Related to adviser: No
Marketer HSBC SINGAPORE SINGAPORE, Singapore Related to adviser: No
Marketer KOTAK MAHINDRA, INC. NEW YORK, New York, United States Related to adviser: Yes
Marketer KOTAK MAHINDRA (UK) LIMITED LONDON, United Kingdom Related to adviser: Yes
Marketer STANDARD CHARTERED BANK SINGAPORE, Singapore Related to adviser: No
Marketer UTMOST INTERNATIONAL IRELAND, Ireland Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
Yes

KOTAK MAHINDRA, INC.
CRD 47251 · SEC 8-51740

Filing source

Form ADV 2107120 · Jun 30, 2026 · Schedule D 7.B.(1), fund 805-4482452962

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Sow Man Ah Yuk Shing Director
Riad Aubdool Director
Renu Audit Director
Bhavish Banipersad Director
Deven Coopoosamy Director
Christopher Daniel Director
Mohammad Iqbal Dulloo Director
Chatrasingh Joyram Director
Syamasundaran Shyam Kumar Director
Sonia Lutchmiah Director
Neeraj Kumar Malhotra Director
Louis Didier Merle Director
Mamode Izode Nathadkhan Director
Abdool Azize Owasil Director
Shabniz Panawoolla Jaulim Director
Ravilochan Pola Director
Ashraf Ramtoola Director
Kamalam Pillay Rungapadiachy Director
Claude Ah Yuk Shing Director
Doonaye Sookye Director
Danielle Tin Kin Wang Director
Varadarajan Vishwanathan Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Iqeq Fund Services (Mauritius) Ltd 33 Edith Cavell Street
Port Louis, O4, 11324