Form D · Other Investment Fund

KOTAK GLOBAL FUNDS

Port Louis, O4 · CIK 0001495848

Offering snapshot reported Sep 21, 2022 · SEC filing

Reported sold
$2.55M
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Dec 24, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$257M$514MOct 19, 2010: $10,135,397.00Oct 19, 2010Oct 12, 2011: $6,605,779.00Oct 18, 2012: $3,569,293.00Oct 15, 2013: $2,458,991.00Oct 22, 2014: $4,014,982.00Oct 15, 2015: $514,240,951.00Oct 19, 2016: $569,184.00Oct 30, 2017: $2,883,142.00Oct 16, 2018: $1,754,580.00Oct 7, 2019: $1,953,107.00Oct 9, 2020: $1,766,371.00Sep 21, 2022: $2,549,656.00Sep 21, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,766,371 → $2,549,656

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 21, 2022Amendment$2,549,656$783,285vs Oct 9, 20203SEC filing
Oct 7, 2021Initial$2,549,656No comparison2SEC filing
Oct 9, 2020Amendment$1,766,371-$4,839,408vs Oct 12, 20113SEC filing
Oct 7, 2019Amendment$1,953,107-$4,652,672vs Oct 12, 20113SEC filing
Oct 16, 2018Amendment$1,754,580-$4,851,199vs Oct 12, 20113SEC filing
Oct 30, 2017Amendment$2,883,142-$3,722,637vs Oct 12, 20114SEC filing
Oct 19, 2016Amendment$569,184-$6,036,595vs Oct 12, 20114SEC filing
Oct 15, 2015Amendment$514,240,951$507,635,172vs Oct 12, 20115SEC filing
Oct 22, 2014Amendment$4,014,982-$2,590,797vs Oct 12, 20118SEC filing
Oct 15, 2013Amendment$2,458,991-$4,146,788vs Oct 12, 20118SEC filing
Oct 18, 2012Amendment$3,569,293-$3,036,486vs Oct 12, 201119SEC filing
Oct 12, 2011Amendment$6,605,779-$3,529,618vs Oct 19, 201020SEC filing
Oct 19, 2010Initial$10,135,397No comparison26SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$7.44K
Finders' fees
$0
Form D file number
021-149301
The above figure represents the total sales commissions earned by Kotak Mahindra Inc. as the US placement agent of the Fund between September 2021 and August 2022

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Kotak Mahindra Inc.47251

Source: Form D, filed Sep 21, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Riad Aubdool Director
Renu Audit Director
Bhavish Banipersad Director
Abhishek Bhalotia Director
Deven Coopoosamy Director
Mohammad Iqbal Dulloo Director
Gijo Joseph Director
Chatrasingh Joyram Director
Shyam Kumar Director
Sonia Lutchmiah Director
Neeraj Kumar Malhotra Director
Abdool Azize Owasil Director
Shabniz Panawoolla Jaulim Director
Doonaye Sookye Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Iqeq Fund Services (Mauritius) Ltd 33 Edith Cavell Street
Port Louis, O4, 11324