Form D · Other Investment Fund
Kotak Funds: India Midcap Fund
Luxembourg, N4 · CIK 0001800766
Offering snapshot reported Jan 19, 2021 · SEC filing
- Reported sold
- Yet to sell Indefinite offering
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $500 Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 19, 2021 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Jan 27, 2020 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-358983
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Kotak Mahindra Inc. | 47251 |
Source: Form D, filed Jan 19, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Christopher Jayasingh Daniel | Director |
| Ruchit Puri | Director |
| Chee Seng Shek | Director |
| Jerome Wigny | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
Hsbc Bank, Luxembourg Branch 16, Boulevard D'avranches
Luxembourg, N4, L-1160
Luxembourg, N4, L-1160