Form D · Other Investment Fund

Kotak Advantage Fund II Segregated Portfolio (K Opportunities Fund SPC)

Port Louis, O4 · CIK 0001594161

Offering snapshot reported Nov 13, 2019 · SEC filing

Reported sold: $474K
Investors reported: 4
Minimum accepted: $250K
First sale: Dec 9, 2013

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 4

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 13, 2019	Amendment	$474,192	No comparison	4	SEC filing
Nov 8, 2019	Amendment	$474,192	No comparison	4	SEC filing
Nov 8, 2018	Amendment	$733,225	No comparison	4	SEC filing
Nov 6, 2017	Amendment	$1,740,030	No comparison	2	SEC filing
Oct 31, 2017	Amendment	$1,740,030	No comparison	2	SEC filing
Oct 27, 2016	Amendment	$3,200,832	No comparison	6	SEC filing
Nov 10, 2015	Amendment	$0	No comparison	0	SEC filing
Dec 19, 2014	Amendment	$5,155,248	No comparison	8	SEC filing
Dec 12, 2013	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $5.66K
Finders' fees: $0
Form D file number: 021-207878

The above figure represents the total amount of sales commissions paid to Kotak Mahindra Inc. as the US placement agent of the Fund between September 2018 and October 2019

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Kotak Mahindra Inc.	47251

Source: Form D, filed Nov 13, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

K OPPORTUNITIES SPC - KOTAK ADVANTAGE FUND II SEGREGATED PORTFOLIO

Investment adviser: KOTAK MAHINDRA (INTERNATIONAL) LIMITED

Gross asset value: $2.55M
Beneficial owners: 11
ADV minimum commitment: $250K

Reported in Form ADV on Jun 29, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator IQ EQ FUND SERVICES (MAURITIUS) LTD PORT LOUIS, Mauritius Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS CAYMAN ISLANDS, Cayman Islands

Custodian STANDARD CHARTERED BANK (SINGAPORE) LIMITED SINGAPORE, Singapore Related to adviser: No

Marketer KOTAK MAHINDRA, INC. NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

STANDARD CHARTERED BANK (SINGAPORE) LIMITED
LEI 549300MDYVVHJ8D1DW28

KOTAK MAHINDRA, INC.
CRD 47251 · SEC 8-51740

Filing source

Form ADV 1549229 · Jun 29, 2021 · Schedule D 7.B.(1), fund 805-5339391962

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Rajesh Appadoo	Director
Deven Coopoosamy	Director
Mohammad Iqbal Dulloo	Director
Gijo Joseph	Director
Chatrasingh Joyram	Director
Mamode Izam Nathadkhan	Director
Ruchit Puri	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Iqeq Fund Services (Mauritius) Ltd 33 Edith Cavell Street
Port Louis, O4, 11324