Form D · Other Technology
Konan Medical USA, Inc.
Torrance, CA · CIK 0001470584
Offering snapshot reported Sep 14, 2009 · SEC filing
- Reported sold
- Yet to sell Offering amount: $6M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $36K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 14, 2009 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $480K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-134382
Sales commissions based on 8% of the maximum offering amount
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Grant Bettingen, Inc. | 16944 | Dennis William Sinclair · CRD 2214519 |
Source: Form D, filed Sep 14, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Tetsuji Ikegami | Director |
| Susan Oak | Director, Executive |
| Dennis William Sinclair | Promoter |
| Charles Wm. Stewart | Executive |
Issuer details
Industry: Other Technology (See others in industry)
Address:
4025 Spencer Street, Suite 103
Torrance, CA, 90503
Torrance, CA, 90503