Form D · Private Equity Fund

Kohlberg Investors IX-C, L.P.

Mount Kisco, NY · CIK 0001793515

Offering snapshot reported Feb 3, 2021 · SEC filing

Reported sold: $175M
Investors reported: 1
Minimum accepted: $0
First sale: Nov 20, 2019

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 1

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 3, 2021	Amendment	$175,000,000	No comparison	1	SEC filing
Nov 13, 2019	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $328K
Finders' fees: $0
Form D file number: 021-353259

KOHLBERG INVESTORS IX-C, L.P. IS ONE OF SEVERAL PARALLEL FUNDS THAT COMPRISE KOHLBERG FUND IX. THE AGGREGATE CAPITAL COMMITMENTS OF ALL PARALLEL FUNDS THAT COMPRISE KOHLBERG FUND IX AS OF THE DATE OF THIS FILING IS $3,352,555,000.

THE PLACEMENT FEES PAID TO LAZARD WERE CALCULATED BASED ON THE AGGREGATE CAPITAL COMMITMENTS TO KOHLBERG FUND IX AND SUCH FEES WERE NOT DETERMINED BY REFERENCE TO INDIVIDUAL COMMITMENTS FROM INVESTORS.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
LAZARD FRERES & CO. LLC	2528

Source: Form D, filed Feb 3, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

KOHLBERG INVESTORS IX-C, L.P.

Investment adviser: KOHLBERG & CO., L.L.C.

Gross asset value: $239M
Beneficial owners: 2
ADV minimum commitment: $10M

Reported in Form ADV on May 22, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator 4PINES FUND SERVICES LLC STAMFORD, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States

Custodian CITIZENS BANK, NATIONAL ASSOCIATION PROVIDENCE, Rhode Island, United States Related to adviser: No

Custodian J.P. MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

CITIZENS BANK, NATIONAL ASSOCIATION
LEI DRMSV1Q0EKMEXLAU1P80

J.P. MORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

Filing source

Form ADV 2107757 · May 22, 2026 · Schedule D 7.B.(1), fund 805-4233820779

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Samuel P. Frieder	Executive
Shant Mardirossian	Executive
Gordon H. Woodward	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Kohlberg & Co., L.L.C. 111 Radio Circle
Mount Kisco, NY, 10549