Form D · Other Investment Fund

Kodem Vector Investment III LP

Stamford, CT · CIK 0001757117

Offering snapshot reported Oct 31, 2018 · SEC filing

Reported sold
$6.73M
Offering amount: $10.2M
Investors reported
35
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 16, 2018
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 31, 2018Initial$6,728,000No comparison35SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$40K (estimated)
Form D file number
021-324742

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Old City Securities LLC171910

Source: Form D, filed Oct 31, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

KODEM VECTOR INVESTMENTS III, LP

Investment adviser: ALLIANCE VENTURES LLC

Gross asset value
$59.6K
Beneficial owners
33
ADV minimum commitment
$50K

Reported in Form ADV on Mar 28, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Marketer OLD CITY SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
Yes

OLD CITY SECURITIES LLC
CRD 171910 · SEC 8-69488

Filing source

Form ADV 1618279 · Mar 28, 2022 · Schedule D 7.B.(1), fund 805-2110876304

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Joseph Fargnoli Executive
Philip Friedman Executive
Avi Lindenbaum Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
17 Canfield Drive
Stamford, CT, 06902