Form D · Biotechnology

KNOW Bio, LLC

Durham, NC · CIK 0001705697

Offering snapshot reported Dec 7, 2018 · SEC filing

Reported sold
$13M
Indefinite offering
Investors reported
74
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Apr 28, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$6.5M$13MMay 12, 2017: $2,614,648.00May 12, 2017Jan 26, 2018: $7,199,108.00Jan 26, 2018Sep 21, 2018: $11,885,999.00Dec 7, 2018: $13,009,699.00Dec 7, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$11,885,999 → $13,009,699
  • Reported investors68 → 74

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 7, 2018Amendment$13,009,699$1,123,700vs Sep 21, 201874SEC filing
Sep 21, 2018Amendment$11,885,999$4,686,891vs Jan 26, 201868SEC filing
Jan 26, 2018Amendment$7,199,108$4,584,460vs May 12, 201749SEC filing
May 12, 2017Initial$2,614,648No comparison43SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-286693

Source: Form D, filed Dec 7, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
G. Stephen De Cherney Director
L. Frank Floyd, Jr. Director
F. Neal Hunter Director, Executive
Sean Murphy Director
Richard J. Prati Director
Mark Schoenfisch Director
Nathan Stasko Director
Charles M. Swoboda Director
Anne Whitaker Director

Issuer details

Industry: Biotechnology (See others in industry)

Address:
4222 Emperor Blvd. Suite 470
Durham, NC, 27703