Form D · Hedge Fund

KNOTT PARTNERS LP

Syosset, NY · CIK 0001077285

Offering snapshot reported Mar 8, 2017 · SEC filing

Reported sold
$236M
Offering amount: $236M
Investors reported
123
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 21, 1987
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$118M$236MMar 17, 2009: $225,805,000.00Mar 17, 2009Mar 15, 2010: $226,605,000.00Mar 11, 2011: $226,605,000.00Mar 12, 2012: $226,605,000.00Mar 12, 2013: $231,855,000.00Mar 21, 2013: $231,775,000.00Sep 3, 2013: $231,875,000.00Mar 12, 2014: $231,975,000.00Mar 12, 2015: $235,850,000.00Mar 11, 2016: $235,850,000.00Mar 8, 2017: $235,850,000.00Mar 8, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 8, 2017Amendment$235,850,000$0vs Mar 11, 2016123SEC filing
Mar 11, 2016Amendment$235,850,000$0vs Mar 12, 2015123SEC filing
Mar 12, 2015Amendment$235,850,000$3,875,000vs Mar 12, 2014123SEC filing
Mar 12, 2014Amendment$231,975,000$100,000vs Sep 3, 2013119SEC filing
Sep 3, 2013Amendment$231,875,000$100,000vs Mar 21, 2013117SEC filing
Mar 21, 2013Amendment$231,775,000-$80,000vs Mar 12, 2013116SEC filing
Mar 12, 2013Amendment$231,855,000$5,250,000vs Mar 12, 2012116SEC filing
Mar 12, 2012Amendment$226,605,000$0vs Mar 11, 2011113SEC filing
Mar 11, 2011Amendment$226,605,000$0vs Mar 15, 2010109SEC filing
Mar 15, 2010Amendment$226,605,000$800,000vs Mar 17, 2009109SEC filing
Mar 17, 2009Initial$225,805,000No comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$2.44M (estimated)
Form D file number
021-42360
This offering has terminated and there are no plans to market this fund in the future
For 2016, to Osprey Partners, LLC only

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Osprey Partners, LLC38122Osprey Partners, LLC · CRD 38122

Source: Form D, filed Mar 8, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

KNOTT PARTNERS, L.P.

Investment adviser: DORSET MANAGEMENT CORPORATION

Gross asset value
$338M
Beneficial owners
34
ADV minimum commitment
$500K

Reported in Form ADV on Apr 5, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CURACAO) B.V. WILLEMSTAD, CURAÇAO, Netherlands Antilles Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RSM US LLP F/K/A MCGLADREY LLP NEW YORK, New York, United States
Custodian ATLANTIC COAST BANK WAYCROSS, Georgia, United States Related to adviser: No
Custodian BANGOR SAVINGS BANK BELFAST, Maine, United States Related to adviser: No
Custodian BANK 34 ALAMOGORDO, New Mexico, United States Related to adviser: No
Custodian CAPITOL FEDERAL TOPEKA, Kansas, United States Related to adviser: No
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian CITIZENS SAVINGS BANK CLARKS SUMMIT, Pennsylvania, United States Related to adviser: No
Custodian CLIFTON SAVINGS BANK CLIFTON, New Jersey, United States Related to adviser: No
Custodian COLUMBIA BANK FAIR LAWN, New Jersey, United States Related to adviser: No
Custodian COUNTRY BANK FOR SAVINGS WARE, Massachusetts, United States Related to adviser: No
Custodian DOLLAR BANK MONROEVILLE, Pennsylvania, United States Related to adviser: No
Custodian EASTERN BANK LYNN, Massachusetts, United States Related to adviser: No
Custodian FIDELITY HOMESTEAD SAVINGS BANK NEW ORLEANS, Louisiana, United States Related to adviser: No
Custodian FIRST BANK RICHMOND RICHMOND, Indiana, United States Related to adviser: No
Custodian FIRST FEDERAL BANK OF LOUISIANA LAKE CHARLES, Louisiana, United States Related to adviser: No
Custodian FIRST FEDERAL SAVINGS AND LOAN ASSOCIATION OF LAKEWOOD LAKEWOOD, Ohio, United States Related to adviser: No
Custodian FIRST FEDERAL SAVINGS AND LOAN ASSOCIATION OF PASCAGOULA PASCAGOULA, Mississippi, United States Related to adviser: No
Custodian FIRST GUARANTY BANK HAMMOND, Louisiana, United States Related to adviser: No
Custodian FIRST SAVINGS PERKASIE, Pennsylvania, United States Related to adviser: No
Custodian FIRST SHORE FEDERAL SALISBURY, Maryland, United States Related to adviser: No
Custodian FRANKLIN SAVINGS BANK FRANKLIN, New Hampshire, United States Related to adviser: No
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian HERITAGE BANK OF ST. TAMMANY COVINGTON, Louisiana, United States Related to adviser: No
Custodian HSBC US PRIVATE BANK CHICAGO, Illinois, United States Related to adviser: No
Custodian INTER-STATE FEDERAL SAVINGS AND LOAN ASSOCIATION KANSAS CITY, Kansas, United States Related to adviser: No
Custodian KENNEBUNK SAVINGS BANK KENNEBUNK, Maine, United States Related to adviser: No
Custodian LIBERTY BANK CLINTON, Connecticut, United States Related to adviser: No
Custodian MACHIAS SAVINGS BANK MACHIAS, Maine, United States Related to adviser: No
Custodian MACON BANK FRANKLIN, North Carolina, United States Related to adviser: No
Custodian MIDDLESEX SAVINGS BANK NATICK, Massachusetts, United States Related to adviser: No
Custodian MT. MCKINLEY BANK FAIRBANKS, Alaska, United States Related to adviser: No
Custodian MUTUAL ONE BANK FRAMINGHAM, Massachusetts, United States Related to adviser: No
Custodian NORTHFIELD SAVINGS BANK STATEN ISLAND, New York, United States Related to adviser: No
Custodian OCEAN CITY HOME BANK OCEAN CITY, New Jersey, United States Related to adviser: No
Custodian OLYMPIA FEDERAL SAVINGS LACEY, Washington, United States Related to adviser: No
Custodian SAN LUIS VALLEY FEDERAL BANK ALAMOSA, Colorado, United States Related to adviser: No
Custodian SOUND COMMUNITY BANK SEATTLE, Washington, United States Related to adviser: No
Custodian THE MILFORD BANK MILFORD, Connecticut, United States Related to adviser: No
Custodian THIRD FEDERAL SAVINGS AND LOAN CLEVELAND, Ohio, United States Related to adviser: No
Custodian UMPQUA BANK ROSEBURG, Oregon, United States Related to adviser: No
Custodian WATERSTONE BANK, SSB WAUWATOSA, Wisconsin, United States Related to adviser: No
Marketer OPTIMA MANAGEMENT PARTNERS, L.P. PEMBROKE HM08, Bermuda Related to adviser: No
Marketer OSPREY PARTNERS LLC WESTPORT, Connecticut, United States Related to adviser: No
Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

GOLDMAN, SACHS & CO.
SEC 8-129

OSPREY PARTNERS LLC
CRD 38122 · SEC 8-48109

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Filing source

Form ADV 1007994 · Apr 5, 2016 · Schedule D 7.B.(1), fund 805-9336511920

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David M Knott Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
485 Underhill Boulevard
Syosset, NY, 11791