Form D · Other Banking and Financial Services
KNIGHT CAPITAL GROUP, INC.
Jersey City, NJ · CIK 0001060749
Offering snapshot reported Jul 16, 2012 · SEC filing
- Reported sold
- $5M Offering amount: $7.5M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jul 1, 2010 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 16, 2012 | Amendment | $5,000,000 | $0vs Jul 14, 2011 | 1 | SEC filing |
| Jul 14, 2011 | Amendment | $5,000,000 | $0vs Jul 14, 2010 | 1 | SEC filing |
| Oct 18, 2010 | Initial | $7,200,855 | No comparison | 2 | SEC filing |
| Jul 14, 2010 | Initial | $5,000,000 | No comparison | 1 | SEC filing |
| Jul 22, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jan 18, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- Yes
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-144883
The Total Offering Amount and the Total Remaining to be Sold are dependent upon Urban Financial Group meeting certain specified earn-out targets over a four-year period. See also clarification provided in Item 10.
Source: Form D, filed Jul 16, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Leonard J. Amoruso | Executive |
| Steven Bisgay | Executive |
| William L. Bolster | Director |
| Gary R. Griffith | Director |
| Thomas M. Joyce | Director, Executive |
| Gary Katcher | Executive |
| James W. Lewis | Director |
| Thomas C. Lockburner | Director |
| James T. Milde | Director |
| Christopher C. Quick | Director |
| Steven J. Sadoff | Executive |
| Daniel F. Schmitt | Director |
| Laurie M. Shahon | Director |
| Gregory J. Voetsch | Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:Jersey City, NJ, 07310