Form D · Other Health Care
Knee Creations, LLC
West Chester, PA · CIK 0001458652
Offering snapshot reported Oct 26, 2012 · SEC filing
- Reported sold
- $6.5M Offering amount: $8.5M
- Investors reported
- 18 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Jul 18, 2011 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$2,605,000 → $6,500,000
- Reported investors10 → 18
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 26, 2012 | Amendment | $6,500,000 | $3,895,000vs Jul 28, 2011 | 18 | SEC filing |
| Dec 16, 2011 | Amendment | $3,500,000 | $895,000vs Jul 28, 2011 | 10 | SEC filing |
| Jul 28, 2011 | Initial | $2,605,000 | No comparison | 10 | SEC filing |
| Jul 28, 2011 | Amendment | $2,605,000 | $0vs Jul 28, 2011 | 10 | SEC filing |
| Oct 14, 2009 | Initial | $2,500,000 | No comparison | 1 | SEC filing |
| Mar 31, 2009 | Initial | $500,000 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Debt, Option to acquire, Other
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- Not reported
Warrants to purchase Class B Preferred Units in Subchondroplasty Orthopedics, LLC (the "Parent") and notes issued by Knee Creations, LLC convertible to Class B Preferred Units in the Parent. Knee Creations, LLC is a wholly-owned subsidiary of the Parent.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Viscogliosi & Company, LLC | 133371 |
Source: Form D, filed Oct 26, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Gerard S. Carlozzi | Director |
| Erik M Erbe P Hd | Executive |
| Andrew Hull | Director, Promoter |
| David Nichols | Executive |
| Richard Rothman, Md | Director |
| Michael J. Simpson | Director, Executive |
| Nayan Srivastava | Director |
| John J. Viscogliosi | Director, Promoter |
| Marc R. Viscogliosi | Director, Promoter |
| Michael E. West | Director |
| Alan Whiteley | Director |
Issuer details
Industry: Other Health Care (See others in industry)
Address:West Chester, PA, 19380