Form D · Private Equity Fund

KLS STRUCTURED INCOME FUND B LP

Grand Cayman, E9 · CIK 0001812018

Offering snapshot reported May 22, 2020 · SEC filing

Reported sold
$10M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$1
Reported outside-investor minimum
First sale
May 7, 2020
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 22, 2020Initial$10,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-367558
SALES COMMISSION PAID TO THE RECIPIENT LISTED IN ITEM 12 ABOVE IS SUBJECT TO FUTURE ADJUSTMENTS THAT CANNOT CURRENTLY BE CALCULATED.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
ROCKEFELLER FINANCIAL LLC291361

Source: Form D, filed May 22, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

KLS STRUCTURED INCOME FUND B LP

Investment adviser: KLS DIVERSIFIED ASSET MANAGEMENT LP

Gross asset value
$50.7M
Beneficial owners
15
ADV minimum commitment
$1M

Reported in Form ADV on Nov 11, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator U.S. BANCORP FUND SERVICES, LLC HACKENSACK, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EISNERAMPER LLP NEW YORK, New York, United States
Custodian BANK OF AMERICA, N.A. NEW YORK, New York, United States Related to adviser: No
Marketer JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Marketer ROCKEFELLER CAPITAL MANAGEMENT NEW YORK, New York, United States Related to adviser: No
Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

EISNERAMPER LLP
PCAOB 274

JEFFERIES LLC
CRD 2347 · SEC 8-15074

ROCKEFELLER CAPITAL MANAGEMENT
CRD 291361 · SEC 801-114033

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

Filing source

Form ADV 1576425 · Nov 11, 2021 · Schedule D 7.B.(1), fund 805-4201710509

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Stephen Casper Executive
Jeffrey Kronthal Executive, Promoter
Harry William Lengsfield Executive, Promoter
Gary Linford Executive
Daniel Napoli Executive
Robert Rosen Executive
John Steinhardt Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Maples Corporate Services Limited Ugland House
Grand Cayman, E9, KY1-1104