Form D · Hedge Fund

KLS Macro Rates Fund LP

New York, NY · CIK 0001557852

Offering snapshot reported Sep 13, 2019 · SEC filing

Reported sold
$234M
Indefinite offering
Investors reported
14
Form D · investor count
Minimum accepted
$1
Reported outside-investor minimum
First sale
Jul 1, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$117M$234MOct 19, 2012: $100,800,000.00Oct 19, 2012Sep 13, 2013: $102,510,000.00Sep 12, 2014: $182,510,000.00Sep 11, 2015: $202,540,000.00Sep 14, 2016: $202,590,000.00Sep 14, 2017: $210,640,000.00Sep 14, 2018: $231,013,025.00Sep 13, 2019: $233,761,026.00Sep 13, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$231,013,025 → $233,761,026

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 13, 2019Amendment$233,761,026$2,748,001vs Sep 14, 201814SEC filing
Sep 14, 2018Amendment$231,013,025$20,373,025vs Sep 14, 201714SEC filing
Sep 14, 2017Amendment$210,640,000$8,050,000vs Sep 14, 201614SEC filing
Sep 14, 2016Amendment$202,590,000$50,000vs Sep 11, 201513SEC filing
Sep 11, 2015Amendment$202,540,000$20,030,000vs Sep 12, 201412SEC filing
Sep 12, 2014Amendment$182,510,000$80,000,000vs Sep 13, 201312SEC filing
Sep 13, 2013Amendment$102,510,000$1,710,000vs Oct 19, 201212SEC filing
Oct 19, 2012Initial$100,800,000No comparison5SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$1.63M
Finders' fees
$0
Form D file number
Not reported
REPRESENTS THE TOTAL AGGREGATE OFFERING PRICE OF SECURITIES OFFERED BY EACH ISSUER AND THE TOTAL AMOUNT SOLD BY EACH ISSUER.REPRESENTS THE TOTAL AGGREGATE OFFERING PRICE OF SECURITIES OFFERED BY EACH ISSUER AND THE TOTAL AMOUNT SOLD BY EACH ISSUER.
REPRESENTS SALES COMMISSIONS PAID OR PAYABLE BY EACH ISSUER. EATON PARTNERS, LLC (PREVIOUSLY LISTED IN ITEM 12) HAS NOW MERGED WITH STIFEL FINANCIAL CORP.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
MORGAN STANLEY & CO. LLC8209
STIFEL, NICOLAUS & COMPANY, INCORPORATED793
PULSE CAPITAL PARTNERS MANAGEMENT, LLC158136GROTON SECURITIES LLC · CRD 126600

Source: Form D, filed Sep 13, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Stephen Casper Director, Executive
Jeffrey Kronthal Director, Executive, Promoter
Harry Lengsfield Director, Executive, Promoter
Gary Linford Director, Executive
Daniel Napoli Director, Executive
Robert Rosen Director, Executive
John Steinhardt Director, Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
452 Fifth Avenue 22 Nd Floor
New York, NY, 10018