Form D · Hedge Fund

KLS Credit Opportunities Fund LP

New York, NY · CIK 0001576282

Offering snapshot reported May 22, 2020 · SEC filing

Reported sold
$331M
Indefinite offering
Investors reported
49
Form D · investor count
Minimum accepted
$1
Reported outside-investor minimum
First sale
May 1, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$165M$331MMay 13, 2013: $121,216,667.00May 13, 2013Sep 13, 2013: $130,216,667.00Sep 12, 2014: $215,708,334.00May 21, 2015: $230,383,333.00May 23, 2016: $327,183,333.00May 23, 2017: $328,850,000.00May 23, 2018: $329,850,000.00May 23, 2019: $329,850,000.00May 22, 2020: $330,899,912.00May 22, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$329,850,000 → $330,899,912
  • Reported investors45 → 49

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 22, 2020Amendment$330,899,912$1,049,912vs May 23, 201949SEC filing
May 23, 2019Amendment$329,850,000$0vs May 23, 201845SEC filing
May 23, 2018Amendment$329,850,000$1,000,000vs May 23, 201745SEC filing
May 23, 2017Amendment$328,850,000$1,666,667vs May 23, 201645SEC filing
May 23, 2016Amendment$327,183,333$96,800,000vs May 21, 201545SEC filing
May 21, 2015Amendment$230,383,333$14,674,999vs Sep 12, 201439SEC filing
Sep 12, 2014Amendment$215,708,334$85,491,667vs Sep 13, 201337SEC filing
Sep 13, 2013Amendment$130,216,667$9,000,000vs May 13, 201331SEC filing
May 13, 2013Initial$121,216,667No comparison29SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$75.7K
Finders' fees
$0
Form D file number
021-196358

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
MORGAN STANLEY SMITH BARNEY LLC149777

Source: Form D, filed May 22, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

KLS CREDIT OPPORTUNITIES FUND LP

Investment adviser: KLS DIVERSIFIED ASSET MANAGEMENT LP

Gross asset value
$72.7M
Beneficial owners
20
ADV minimum commitment
$3M

Reported in Form ADV on Apr 16, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator U.S. BANCORP FUND SERVICES, LLC HACKENSACK, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EISNERAMPER LLP NEW YORK, New York, United States
Custodian BANK OF AMERICA, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian BARCLAYS BANK INC. NEW YORK, New York, United States Related to adviser: No
Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian JP MORGAN CHASE BANK, NATIONAL ASSOCIATION NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH CAPITAL SERVICES, INC. NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Custodian SOCIETE GENERALE NEW YORK, New York, United States Related to adviser: No
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Prime broker BARCLAYS CAPITAL INC. NEW YORK, New Jersey, United States
Prime broker MERRILL LYNCH, PIERCE, FENNER & SMITH NEW YORK, New York, United States
Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

EISNERAMPER LLP
PCAOB 274

BARCLAYS CAPITAL INC.
SEC 8-41342

JEFFERIES LLC
SEC 8-15074

MERRILL LYNCH CAPITAL SERVICES, INC.
LEI GDWTXX036O1TB7DW3U69

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LEI 8NAV47T0Y26Q87Y0QP81

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

Filing source

Form ADV 1532207 · Apr 16, 2021 · Schedule D 7.B.(1), fund 805-5543228407

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Stephen Casper Executive
Jeffrey Kronthal Executive, Promoter
Harry Lengsfield Executive, Promoter
Gary Linford Executive
Daniel Napoli Executive
Robert Rosen Executive
John Steinhardt Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
452 Fifth Avenue, 22 Nd Floor
New York, NY, 10018