Form D · Other
KLONDEX MINES LTD
Vancouver, A1 · CIK 0001311605
Offering snapshot reported Sep 2, 2016 · SEC filing
- Reported sold
- $5.64M Offering amount: $5.64M
- Investors reported
- 14 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 18, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 2, 2016 | Initial | $5,637,082 | No comparison | 14 | SEC filing |
| Aug 14, 2014 | Initial | $412,504 | No comparison | 1 | SEC filing |
| Jan 23, 2014 | Initial | $4,166,699 | No comparison | 7 | SEC filing |
| Oct 29, 2013 | Initial | $3,488,395 | No comparison | 4 | SEC filing |
| Jan 2, 2013 | Initial | $37,537 | No comparison | 2 | SEC filing |
| Dec 5, 2011 | Initial | $485,626 | No comparison | 1 | SEC filing |
| Nov 18, 2010 | Initial | $798,644 | No comparison | 1 | SEC filing |
| Apr 9, 2009 | Initial | $115,966 | No comparison | Not reported | SEC filing |
| Aug 29, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Apr 11, 2006 | Paper | Not reported | No comparison | Not reported |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $245K
- Finders' fees
- $0
- Form D file number
- 021-270049
Subscription receipt = 1 Special Common Share Warrant
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| GMP Securities L.P. | None | Griffiths McBurney Corp. · CRD 40620 |
| BMO Nesbitt Burns Inc. | None | BMO Capital Markets Corp. · CRD 16686 |
| Canaccord Genuity Corp. | None | |
| Clarus Securities Inc. | None | |
| RBC Dominion Securities Inc. | None | |
| M Partners Inc. | None | |
| Mackie Research Capital Corporation | None | |
| Dundee Securities Ltd. | None | |
| HSBC Securities (Canada) Inc. | None | |
| National Bank Financial Inc. | None | |
| Paradigm Capital Inc. | None | |
| PI Financial Corp. | None | |
| Rodman & Renshaw, a unit of H.C. Wainwright & Co, LLC | 375 | |
| Haywood Securities Inc. | None |
Source: Form D, filed Sep 2, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Renaud Adams | Director |
| John Antwi | Executive |
| Jorge Avelino | Executive |
| Frederick Baker | Executive |
| Fred Baker | Executive |
| Rodney Cooper | Director |
| Paul Crilly | Director |
| Barry Dahl | Executive |
| Mark Daniel | Director |
| Brendan Donohoe | Executive |
| Brendan J. Donohue | Director |
| Mike Doolin | Executive |
| Andre Douchane | Director |
| Robin Goad | Director |
| Jamie Haggarty | Director |
| Jamie Haggerty | Director |
| Richard Hall | Director |
| Paul Andre Huet | Director, Executive |
| Richard Kern | Director |
| William Matlack | Director |
| Brian Morris | Executive |
| Warren Moysey | Director |
| Charles Oliver | Director |
| John Pollock | Director |
| Blair Schultz | Director |
| John Seaberg | Executive |
| Ben Shapiro | Director |
| Ronald Shorr | Director |
| Robert Sibthorpe | Director |
| William J. Solloway | Director |
| Ken Stowe | Director |
| Chad Williams | Director |
| Blane Wilson | Director, Executive |
Issuer details
Industry: Other (See others in industry)
Address:
1055 West Hastings Street, Suite 2200
Vancouver, A1, V6E 2E9
Vancouver, A1, V6E 2E9