Form D · Venture Capital Fund
Klingenstein Fields Venture Fund III, L.P.
New York, NY · CIK 0001935331
Offering snapshot reported Aug 21, 2023 · SEC filing
- Reported sold
- $17.7M Offering amount: $75M
- Investors reported
- 31 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 22, 2022 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 31
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 21, 2023 | Amendment | $17,700,000 | No comparison | 31 | SEC filing |
| Aug 19, 2022 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-456375
Source: Form D, filed Aug 21, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
KLINGENSTEIN FIELDS VENTURE FUND III, L.P.
Investment adviser: KLINGENSTEIN, FIELDS & CO., L.P.
- Gross asset value
- $13.3M
- Beneficial owners
- 32
- ADV minimum commitment
- $250K
Reported in Form ADV on Jul 28, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
COHNREZNICK LLP
PCAOB 596
CHARLES SCHWAB & CO., INC.
SEC 8-16514
CHARLES SCHWAB & CO., INC.
CRD 5393 · SEC 8-16514
Filing source
Form ADV 2122611 · Jul 28, 2026 · Schedule D 7.B.(1), fund 805-7248971512
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James W. Fields | Executive |
| Kf Venture Fund Gp Iii, L.P. | Executive |
| Klingenstein, Fields & Co., L.L.C. | Executive |
| Klingenstein, Fields & Co., L.P. | Executive |
| Kenneth D. Pollinger | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10017