Form D · Other Investment Fund

Klingenstein Fields Global Fund LP

New York, NY · CIK 0001414084

Offering snapshot reported Nov 13, 2015 · SEC filing

Reported sold
$4.24M
Indefinite offering
Investors reported
16
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jun 1, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.12M$4.24MMar 4, 2010: $3,310,000.00Mar 4, 2010Jun 22, 2012: $3,310,000.00Jun 22, 2012Nov 12, 2013: $3,765,000.00Nov 12, 2013Nov 13, 2014: $4,165,000.00Nov 13, 2014Nov 13, 2015: $4,240,000.00Nov 13, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$4,165,000 → $4,240,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 13, 2015Amendment$4,240,000$75,000vs Nov 13, 201416SEC filing
Nov 13, 2014Amendment$4,165,000$400,000vs Nov 12, 201316SEC filing
Nov 12, 2013Amendment$3,765,000$455,000vs Mar 4, 201014SEC filing
Jun 22, 2012Amendment$3,310,000$0vs Mar 4, 20109SEC filing
Mar 4, 2010Initial$3,310,000No comparison9SEC filing
Sep 28, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-109298

Source: Form D, filed Nov 13, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

KLINGENSTEIN FIELDS GLOBAL FUND, LP

Investment adviser: KLINGENSTEIN, FIELDS & CO., L.P.

Gross asset value
$2.77M
Beneficial owners
10
ADV minimum commitment
$25K

Reported in Form ADV on Mar 30, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ANCHIN, BLOCK & ANCHIN LLP NEW YORK, New York, United States
Custodian CHARLES SCHWAB & CO., INC. ORLANDO, Florida, United States Related to adviser: No
Prime broker CHARLES SCHWAB & CO., INC. PHOENIX, Arizona, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

CHARLES SCHWAB & CO., INC.
SEC 8-16514

CHARLES SCHWAB & CO., INC.
CRD 5393 · SEC 8-16514

Filing source

Form ADV 984727 · Mar 30, 2016 · Schedule D 7.B.(1), fund 805-5872568752

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
James W. Fields Executive
Fields James Executive
N/A Kfgf Gp, Llc Executive
N/A Kfgf Management Llc Executive
Jonathan Roberts Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Klingenstein, Fields & Co Llc 125 Park Avenue, Suite 1700
New York, NY, 10017