Form D · Other Technology
KLD ENERGY TECHNOLOGIES INC
Austin, TX · CIK 0001453395
Offering snapshot reported Jun 19, 2012 · SEC filing
- Reported sold
- $602K Offering amount: $10M
- Investors reported
- 17 Form D · investor count
- Minimum accepted
- $5K Reported outside-investor minimum
- First sale
- May 31, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 19, 2012 | Initial | $601,700 | No comparison | 17 | SEC filing |
| Dec 15, 2011 | Amendment | $10,000,000 | $7,842,327vs Jan 18, 2011 | 115 | SEC filing |
| Dec 15, 2011 | Initial | $1,090,000 | No comparison | 5 | SEC filing |
| Aug 15, 2011 | Initial | $1,800,000 | No comparison | 5 | SEC filing |
| Jan 18, 2011 | Initial | $2,157,673 | No comparison | 39 | SEC filing |
| Jan 18, 2011 | Initial | $2,157,673 | No comparison | 39 | SEC filing |
| Jan 7, 2011 | Initial | $2,800,000 | No comparison | 1 | SEC filing |
| Jul 7, 2010 | Initial | $4,932,086 | No comparison | 73 | SEC filing |
| Mar 5, 2010 | Initial | $2,000,000 | No comparison | 20 | SEC filing |
| Feb 25, 2010 | Initial | $2,000,000 | No comparison | 30 | SEC filing |
| Dec 3, 2009 | Initial | $262,505 | No comparison | 7 | SEC filing |
| Aug 12, 2009 | Amendment | $1,196,500 | $150,500vs Jun 8, 2009 | 20 | SEC filing |
| Jun 8, 2009 | Amendment | $1,046,000 | $275,000vs Apr 16, 2009 | 16 | SEC filing |
| Apr 16, 2009 | Initial | $771,000 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Debt, Security to be acquired, Other
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $600 (estimated)
- Finders' fees
- $0
- Form D file number
- 021-179929
Convertible Notes (third offering)
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Gregory W. Pletz | 2803859 | Welborn Capital LLC · CRD 152234 |
Source: Form D, filed Jun 19, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Mark Adams | Director |
| John Constantine | Director |
| Richard Hunter | Director |
| Christian Gerard Okonsky | Director, Executive |
| Mark Wabschall | Executive |
| Michael Winn | Director |
Issuer details
Industry: Other Technology (See others in industry)
Address:
1611 Headway Circle Building Three
Austin, TX, 78754
Austin, TX, 78754