Form D · Private Equity Fund
KKR NA XI Private Investors, LLC
New York, NY · CIK 0001532746
Offering snapshot reported Feb 9, 2012 · SEC filing
- Reported sold
- $159M Indefinite offering
- Investors reported
- 213 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Sep 29, 2011 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$52,700,000 → $159,200,000
- Reported investors41 → 213
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 9, 2012 | Amendment | $159,200,000 | $106,500,000vs Oct 14, 2011 | 213 | SEC filing |
| Oct 14, 2011 | Initial | $52,700,000 | No comparison | 41 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.91M
- Finders' fees
- $0
- Form D file number
- 021-167303
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| N/A | None | J.P. Morgan Securities LLC · CRD 79 |
Source: Form D, filed Feb 9, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jon Herrick | Executive |
| N/A J.P. Morgan Private Investments Inc. | Executive |
| David Lloyd | Executive |
| Richard Ruffer | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10017