Form D · Hedge Fund

KKR Equity Strategies L.P.

San Francisco, CA · CIK 0001527580

Offering snapshot reported Mar 11, 2014 · SEC filing

Reported sold: $165M
Investors reported: 116
Minimum accepted: $1
First sale: Aug 1, 2011

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$61,785,000 → $164,910,000
Reported investors100 → 116
Minimum accepted$0 → $1

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 11, 2014	Amendment	$164,910,000	$103,125,000vs Aug 11, 2011	116	SEC filing
Aug 11, 2011	Initial	$61,785,000	No comparison	100	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-164287

Source: Form D, filed Mar 11, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

KKR EQUITY STRATEGIES L.P.

Investment adviser: KKR CREDIT ADVISORS (US) LLC

Gross asset value: $335M
Beneficial owners: 97
ADV minimum commitment: $5M

Reported in Form ADV on Feb 26, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP NEW YORK, New York, United States

Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN PRIVATE BANK NEWARK, Delaware, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GOLDMAN, SACHS & CO.
SEC 8-129

MORGAN STANLEY & CO. LLC
SEC 8-15869

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 881897 · Feb 26, 2015 · Schedule D 7.B.(1), fund 805-7297391719

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Robert Howard	Director
Kkk Equity Strategies Gp Limited Kkk Equity Strategies Gp Limited	Director, Executive
Kkr Equity Strategies Associates L.P.	Promoter
Kkr Equity Strategies Associates L.P. Kkr Equity Strategies Associates L.P.	Director, Executive
Kkr Equity Strategies Gp Limited	Promoter
Nicole Macarchuk	Director
Michael R. Mc Ferran	Director
William C. Sonneborn	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

555 California Street 50 Th Floor
San Francisco, CA, 94014