Form D · Private Equity Fund
KKR Custom Equity Opportunities Trust
New York, NY · CIK 0001683764
Offering snapshot reported Sep 7, 2016 · SEC filing
- Reported sold
- $256M Indefinite offering
- Investors reported
- 709 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Aug 26, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 7, 2016 | Initial | $255,576,000 | No comparison | 709 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $6.39M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-270169
Estimated maximum aggregate sales commission to be paid to the placement agent. The sales commission is a one-time fee for each subscription equal to up to 2.50% of the subscription amount and will be added to such subscription amount.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 7691 |
Source: Form D, filed Sep 7, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Asterion Fund Services L.L.C. | Executive |
| Nancy Fahmy | Executive |
| Scott Huff | Executive |
| Barbra E. Kocsis | Executive |
| John V. Leale | Executive |
| N/A Maples Fiduciary Services (Delaware) Inc. ("Mfsd Inc.") | Executive |
| Jeff E. Mc Goey | Executive |
| N/A Merrill Lynch Alternative Investments Llc ("Mlai") | Executive |
| Leslie Ross | Executive |
| Christopher Thome | Executive |
| Edward L. Truitt, Jr. | Executive |
| Brian L. Woldow | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
250 Vesey Street, 11th Floor
New York, NY, 10080
New York, NY, 10080