Form D · Hedge Fund

Prisma Apex Equity Fund Ltd.

Grand Cayman, E9 · CIK 0001638098

Offering snapshot reported Sep 28, 2018 · SEC filing

Reported sold
$156M
Indefinite offering
Investors reported
5
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jul 1, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$77.8M$156MSep 29, 2015: $109,500,000.00Sep 29, 2015Sep 29, 2016: $140,500,000.00Sep 29, 2016Sep 29, 2017: $155,500,000.00Sep 29, 2017Sep 28, 2018: $155,500,000.00Sep 28, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 28, 2018Amendment$155,500,000$0vs Sep 29, 20175SEC filing
Sep 29, 2017Amendment$155,500,000$15,000,000vs Sep 29, 20165SEC filing
Sep 29, 2016Amendment$140,500,000$31,000,000vs Sep 29, 20155SEC filing
Sep 29, 2015Initial$109,500,000No comparison2SEC filing
Jul 8, 2015Initial$100,000,000No comparison1SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-248378

Source: Form D, filed Sep 28, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

PRISMA APEX EQUITY FUND LTD

Investment adviser: PAAMCO PRISMA, LLC

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$1M

Reported in Form ADV on Mar 22, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES (NA) LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE CAYMAN ISLANDS GRAND CAYMAN, Cayman Islands
Custodian STATE STREET BANK & TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DELOITTE & TOUCHE CAYMAN ISLANDS
PCAOB 34

Filing source

Form ADV 1262659 · Mar 22, 2019 · Schedule D 7.B.(1), fund 805-5382349096

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John Brennan Director
Francis J. Conroy Director
Scott P. Lennon Director
Alan Milgate Director
Prisma Capital Partners Lp Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Maples Corporate Services Limited Ugland House, Po Box 309
Grand Cayman, E9, KY1-1104