Form D · Hedge Fund

Kingswell Capital, LP

Nashville, TN · CIK 0001583014

Offering snapshot reported Oct 9, 2015 · SEC filing

Reported sold
$28.5M
Indefinite offering
Investors reported
7
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Aug 1, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$14.3M$28.5MOct 9, 2013: $15,000,000.00Oct 9, 2013Oct 9, 2014: $15,000,000.00Oct 9, 2014Oct 9, 2015: $28,500,000.00Oct 9, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$15,000,000 → $28,500,000
  • Reported investors2 → 7

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 9, 2015Amendment$28,500,000$13,500,000vs Oct 9, 20147SEC filing
Oct 9, 2014Amendment$15,000,000$0vs Oct 9, 20132SEC filing
Oct 9, 2013Initial$15,000,000No comparison2SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-204293

Source: Form D, filed Oct 9, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

KINGSWELL CAPITAL, LP

Investment adviser: KINGSWELL CAPITAL MANAGEMENT, LLC

Gross asset value
$41.2M
Beneficial owners
2
ADV minimum commitment
$1M

Reported in Form ADV on Mar 30, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST AND YOUNG, LLP ATLANTA, Georgia, United States
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Filing source

Form ADV 1003637 · Mar 30, 2016 · Schedule D 7.B.(1), fund 805-9267737837

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
J. Rogers Clayton Executive
Kingswell Capital Management, Llc Executive, Promoter
Kingswell Partners, Llc Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Kingswell Capital Management, Llc 4015 Hillsboro Pike, Suite 210
Nashville, TN, 37215