Form D · Investment Banking
KingsRock Advisors, LLC
New York, NY · CIK 0002063542
Offering snapshot reported Apr 2, 2025 · SEC filing
- Reported sold
- $1.65M Offering amount: $10M
- Investors reported
- 7 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Mar 28, 2025 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 2, 2025 | Initial | $1,650,000 | No comparison | 7 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-542769
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| KingsRock Securities, LLC | 325143 |
Source: Form D, filed Apr 2, 2025. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No matching detailed fund disclosure was found in the latest imported ADV filings. This does not establish that the issuer has no adviser.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Louis Jaffe | Director, Executive, Promoter |
| N. Hakan Wohlin | Director, Executive, Promoter |
| Paul Young | Director, Executive, Promoter |
Issuer details
Industry: Investment Banking (See others in industry)
Address:
900 Third Avenue 10 Th Floor
New York, NY, 10022
Phone: 9179924544
New York, NY, 10022
Phone: 9179924544