Form D · Hedge Fund

Kingdom Ridge Capital Fund, Ltd.

Camana Bay,Grand Cayman, E9 · CIK 0001464070

Offering snapshot reported Apr 27, 2017 · SEC filing

Reported sold
$114M
Indefinite offering
Investors reported
9
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Apr 1, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$61.3M$123MMay 13, 2009: $77,500,000.00May 13, 2009May 10, 2010: $122,550,000.00May 10, 2011: $92,050,000.00May 8, 2012: $94,050,000.00May 3, 2013: $94,050,000.00May 2, 2014: $94,050,000.00Apr 30, 2015: $94,050,000.00Apr 29, 2016: $94,050,000.00Apr 27, 2017: $114,050,000.00Apr 27, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$94,050,000 → $114,050,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 27, 2017Amendment$114,050,000$20,000,000vs Apr 29, 20169SEC filing
Apr 29, 2016Amendment$94,050,000$0vs Apr 30, 20159SEC filing
Apr 30, 2015Amendment$94,050,000$0vs May 2, 20149SEC filing
May 2, 2014Amendment$94,050,000$0vs May 3, 20139SEC filing
May 3, 2013Amendment$94,050,000$0vs May 8, 20129SEC filing
May 8, 2012Amendment$94,050,000$2,000,000vs May 10, 20119SEC filing
May 10, 2011Amendment$92,050,000-$30,500,000vs May 10, 20108SEC filing
May 10, 2010Amendment$122,550,000$45,050,000vs May 13, 200916SEC filing
May 13, 2009Initial$77,500,000No comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-130903

Source: Form D, filed Apr 27, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

KINGDOM RIDGE CAPITAL FUND, LTD

Investment adviser: KINGDOM RIDGE CAPITAL, LLC

Gross asset value
$227M
Beneficial owners
4
ADV minimum commitment
$1M

Reported in Form ADV on Mar 30, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES, INC DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG GRAND CAYMAN, Cayman Islands
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Filing source

Form ADV 1093074 · Mar 30, 2017 · Schedule D 7.B.(1), fund 805-9312394523

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Evan Burtton Director
Kingdom Ridge Capital, Llc Executive
Tom Parsons Director
Christopher Zepf Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
State St. (Cayman) Trust, Ltd. Gardenia Suite 3307, 45 Market Street, Box 896
Camana Bay,Grand Cayman, E9, KY1-1103