Form D · Other Energy
King River Royalties, LLC
Dallas, TX · CIK 0001722240
Offering snapshot reported Nov 13, 2017 · SEC filing
- Reported sold
- Yet to sell Offering amount: $13.3M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 13, 2017 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Mineral property
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $798K
- Finders' fees
- $0
- Form D file number
- 021-298569
Based on 6% sales commissions payable to registered broker-dealers entering into selling agreements with the issuer
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| JCC Advisors, LLC | 146776 | Concorde Investment Services, LLC · CRD 151604 |
Source: Form D, filed Nov 13, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Elizabeth Good | Executive |
| Robert Emmett Howard Iv | Executive, Promoter |
Issuer details
Industry: Other Energy (See others in industry)
Address:
8214 Westchester Drive Suite 735
Dallas, TX, 75225
Dallas, TX, 75225