Form D · Commercial

King Penguin Opportunity Fund III

New York, NY · CIK 0001666608

Offering snapshot reported Oct 19, 2018 · SEC filing

Reported sold
$17.5M
Offering amount: $100M
Investors reported
30
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Nov 20, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$8.77M$17.5MFeb 16, 2016: $1,172,000.00Feb 16, 2016Feb 18, 2016: $1,172,000.00Oct 19, 2018: $17,549,170.00Oct 19, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,172,000 → $17,549,170
  • Reported investors5 → 30
  • Minimum accepted$250,000 → $25,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 19, 2018Amendment$17,549,170$16,377,170vs Feb 16, 201630SEC filing
Feb 18, 2016Amendment$1,172,000$0vs Feb 16, 201624SEC filing
Feb 16, 2016Initial$1,172,000No comparison5SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$509K (estimated)
Form D file number
021-257503

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Edward Rivadeneira1662734Martel Capital LLC · CRD 159049
Michael Mikelic3009759WealthForge Securities, LLC · CRD 152550

Source: Form D, filed Oct 19, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Michael Mikelic Director
Edward Rivadeneira Director

Issuer details

Industry: Commercial (See others in industry)

Address:
1140 Avenue Of The Americas, 9 Th Floor
New York, NY, 10036