Form D · Hedge Fund

Kinetics Fund, Inc.

New York, NY · CIK 0001549691

Offering snapshot reported Mar 18, 2022 · SEC filing

Reported sold: $550M
Investors reported: 185
Minimum accepted: $500K
First sale: Feb 1, 2001

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 18, 2022	Amendment	$549,685,599	$0vs Mar 18, 2021	185	SEC filing
Mar 18, 2021	Amendment	$549,685,599	$0vs Mar 18, 2020	185	SEC filing
Mar 18, 2020	Amendment	$549,685,599	$0vs Mar 22, 2019	185	SEC filing
Mar 22, 2019	Amendment	$549,685,599	$0vs Mar 21, 2018	185	SEC filing
Mar 21, 2018	Amendment	$549,685,599	$0vs Mar 21, 2017	185	SEC filing
Mar 21, 2017	Amendment	$549,685,599	$0vs Mar 21, 2016	185	SEC filing
Mar 21, 2016	Amendment	$549,685,599	$0vs Mar 20, 2015	185	SEC filing
Mar 20, 2015	Amendment	$549,685,599	$0vs Mar 20, 2014	185	SEC filing
Mar 20, 2014	Amendment	$549,685,599	$48,600,000vs Mar 20, 2013	185	SEC filing
Mar 20, 2013	Amendment	$501,085,599	$0vs May 11, 2012	182	SEC filing
May 11, 2012	Initial	$501,085,599	No comparison	182	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $132K (estimated)
Finders' fees: $0
Form D file number: 021-178073

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
UOB Global Equity Sales LLC	126500

Source: Form D, filed Mar 18, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THE KINETICS FUND, INC.

Investment adviser: HORIZON KINETICS ASSET MANAGEMENT LLC

Gross asset value: $23.3M
Beneficial owners: 6
ADV minimum commitment: $500K

Reported in Form ADV on Mar 31, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator US BANK GLOBAL FUND SERVICES, LLC HACKENSACK, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BAKER TILLY (CAYMAN) LTD GRAND CAYMAN, Cayman Islands

Custodian FIDELITY BROKERAGE SERVICES LLC NEW YORK, New York, United States Related to adviser: No

Marketer UOB GLOBAL EQUITY SALES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker FIDELITY BROKERAGE SERVICES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

BAKER TILLY (CAYMAN) LTD
PCAOB 23

FIDELITY BROKERAGE SERVICES LLC
SEC 8-23292

UOB GLOBAL EQUITY SALES LLC
CRD 126500 · SEC 8-65886

FIDELITY BROKERAGE SERVICES LLC
CRD 7784 · SEC 8-23292

Filing source

Form ADV 1623589 · Mar 31, 2022 · Schedule D 7.B.(1), fund 805-3841646639

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
James Breen	Director
Steven Bregman	Executive
Douglas Cohen	Director
Peter Doyle	Director, Executive
Jay Kesslen	Executive
John Douglas Kramer	Executive
Leonid Polyakov	Director
Hugh Ross	Executive
Robin Shulman	Executive
Murray Stahl	Executive
Alun Williams	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

470 Park Avenue South, 4 Th Floor South
New York, NY, 10016