Form D · Hedge Fund

KINDERHOOK, LP

Fort Lee, NJ · CIK 0001220338

Offering snapshot reported May 30, 2014 · SEC filing

Reported sold
$113M
Indefinite offering
Investors reported
89
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Feb 1, 2003
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$56.7M$113MMar 17, 2009: $57,088,591.00Mar 17, 2009Mar 18, 2010: $58,358,591.00Mar 18, 2010Mar 18, 2011: $60,863,181.00Mar 18, 2011Mar 16, 2012: $100,971,462.00Mar 16, 2012May 31, 2013: $101,746,462.00May 31, 2013May 30, 2014: $113,353,179.00May 30, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$101,746,462 → $113,353,179
  • Reported investors84 → 89

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 30, 2014Amendment$113,353,179$11,606,717vs May 31, 201389SEC filing
May 31, 2013Amendment$101,746,462$775,000vs Mar 16, 201284SEC filing
Mar 16, 2012Amendment$100,971,462$40,108,281vs Mar 18, 201183SEC filing
Mar 18, 2011Amendment$60,863,181$2,504,590vs Mar 18, 201072SEC filing
Mar 18, 2010Amendment$58,358,591$1,270,000vs Mar 17, 200966SEC filing
Mar 17, 2009Amendment$57,088,591No comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$45K (estimated)
Form D file number
021-52907
The issuer had an agreement with a placement agent, View Capital Partners LLC, that was terminated in 2011. While in effect, the placement agent received $45,000 as part of an engagement fee and a retainer.

Source: Form D, filed May 30, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

KINDERHOOK, LP

Investment adviser: KINDERHOOK PARTNERS, LLC

Gross asset value
$3.84M
Beneficial owners
75
ADV minimum commitment
$250K

Reported in Form ADV on Feb 13, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STRATEGIC FUND SERVICES, LLC ISELIN, New Jersey, United States Investor statements: No (provided to no investors) Related to adviser: No
Custodian RAYMOND JAMES & ASSOCIATES, INC. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RAYMOND JAMES & ASSOCIATES, INC.
SEC 8-10999

Filing source

Form ADV 1826144 · Feb 13, 2024 · Schedule D 7.B.(1), fund 805-4575634627

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Stephen Joshua Clearman Executive
Tushar Shah Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2 Executive Drive Suite 585
Fort Lee, NJ, 07024