Form D · Commercial Banking
KINDERHOOK BANK CORP
Kinderhook, NY · CIK 0001025991
Offering snapshot reported Mar 13, 2018 · SEC filing
- Reported sold
- $1.13M Offering amount: $3M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Mar 7, 2018 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 13, 2018 | Initial | $1,125,000 | No comparison | 1 | SEC filing |
| Nov 12, 2015 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Mar 28, 2014 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Aug 12, 2009 | Initial | $4,230,450 | No comparison | 44 | SEC filing |
| Feb 4, 2009 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-307575
Source: Form D, filed Mar 13, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John A Balli | Director, Executive |
| Mary L Barford | Director |
| George R Cooper | Executive |
| Carl A. Florio | Director |
| David M Ginsberg | Director |
| Brian C Hart | Director |
| Jennifer K Harvey | Director |
| Peter J Harvey | Director |
| Thomas W Hunt | Director |
| Brian F Kelly | Director |
| Richard P Koskey | Director |
| James F Mackerer | Executive |
| Anthony S Maney | Director |
| James M Monahan | Director |
| Nancy K Patzwahl | Director |
| Joanne W Phillips | Executive |
| Cott D Shallo | Director |
| Scott D Shallo | Director |
| Robert A Sherwood | Director |
| Thomas H Signor | Executive |
| Bruce F Sowalskie | Executive |
| Frank J Tuttle | Director |
| Nathan E Winch | Executive |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
One Hudson St
Kinderhook, NY, 12106
Kinderhook, NY, 12106