Form D · Other Investment Fund

KEYSTONE PRIVATE MARKET OPPORTUNITIES V (Q), L.P.

San Ramon, CA · CIK 0001562635

Offering snapshot reported Apr 17, 2013 · SEC filing

Reported sold
$62.1M
Offering amount: $150M
Investors reported
159
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Oct 3, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$31.1M$62.1MNov 21, 2012: $25,684,524.00Nov 21, 2012Feb 12, 2013: $34,504,524.00Feb 12, 2013Mar 8, 2013: $38,124,524.00Apr 17, 2013: $62,149,524.00Apr 17, 2013: $62,149,524.00Apr 17, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors164 → 159
  • Minimum accepted$100,000 → $25,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 17, 2013Amendment$62,149,524$0vs Apr 17, 2013159SEC filing
Apr 17, 2013Amendment$62,149,524$24,025,000vs Mar 8, 2013164SEC filing
Mar 8, 2013Amendment$38,124,524$3,620,000vs Feb 12, 2013108SEC filing
Feb 12, 2013Amendment$34,504,524$8,820,000vs Nov 21, 201294SEC filing
Nov 21, 2012Initial$25,684,524No comparison67SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$200K (estimated)
Finders' fees
$0
Form D file number
021-187322
The total offering amount is joint cap with Keystone Private Market Opportunities V, L.P.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
MOUNT YALE SECURITIES, LLC126870
CAMBRIDGE INVESTMENT RESEARCH, INC.39543
SUNBELT SECURITIES, INC.42180
FLORIDA ATLANTIC SECURITIES CORP.43272
DFPG INVESTMENTS, INC.155576
ORCHARD SECURITIES LLC133378

Source: Form D, filed Apr 17, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

KEYSTONE PRIVATE MARKET OPPORTUNITIES V (Q), LP

Investment adviser: KEYSTONE NATIONAL GROUP, LLC

Gross asset value
$4.51M
Beneficial owners
162
ADV minimum commitment
$250K

Reported in Form ADV on Mar 23, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator VMS FUND ADMINISTRATION PRINCETON, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG, LLP SAN FRANCISCO, California, United States
Custodian WELLS FARGO BANK SAN FRANCISCO, California, United States Related to adviser: No
Marketer ARETE WEALTH MANAGEMENT, LLC CHICAGO, Illinois, United States Related to adviser: No
Marketer CAMBRIDGE INVESTMENT RESEARCH, INC. FAIRFIELD, Iowa, United States Related to adviser: No
Marketer CETERA ADVISOR NETWORKS LLC EL SEGUNDO, California, United States Related to adviser: No
Marketer CREWE CAPITAL, LLC NEW YORK, New York, United States Related to adviser: No
Marketer DFPG INVESTMENTS, LLC SOUTH JORDAN, Utah, United States Related to adviser: No
Marketer FIRST ALLIED SECURITIES, INC. SAN DIEGO, California, United States Related to adviser: No
Marketer FLORIDA ATLANTIC SECURITIES CORP. MIAMI, Florida, United States Related to adviser: No
Marketer IBN FINANCIAL SERVICES, INC LIVERPOOL, New York, United States Related to adviser: No
Marketer LINCOLN FINANCIAL ADVISORS CORPORATION FORT WAYNE, Indiana, United States Related to adviser: No
Marketer REVA CAPITAL MARKETS LLC NEW YORK, New York, United States Related to adviser: No
Marketer SUNBELT SECURITIES HOUSTON, Texas, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KPMG, LLP
PCAOB 185

ARETE WEALTH MANAGEMENT, LLC
CRD 44856 · SEC 8-50854

CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD 39543 · SEC 8-48740

CETERA ADVISOR NETWORKS LLC
CRD 13572 · SEC 801-47342

CREWE CAPITAL, LLC
CRD 152527 · SEC 8-68460

DFPG INVESTMENTS, LLC
CRD 155576 · SEC 801-107896

FIRST ALLIED SECURITIES, INC.
CRD 32444 · SEC 8-46167

FLORIDA ATLANTIC SECURITIES CORP.
CRD 43272

IBN FINANCIAL SERVICES, INC
CRD 42360 · SEC 801-111848

LINCOLN FINANCIAL ADVISORS CORPORATION
CRD 3978 · SEC 801-42530

REVA CAPITAL MARKETS LLC
CRD 105791 · SEC 8-52985

SUNBELT SECURITIES
CRD 42180 · SEC 801-71479

Filing source

Form ADV 1496386 · Mar 23, 2021 · Schedule D 7.B.(1), fund 805-1031489661

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John W. Earl Executive, Promoter
Brandon Nielson Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
5000 Executive Parkway Suite 445
San Ramon, CA, 94583