Form D · Venture Capital Fund

KEYSTONE PRIVATE EQUITY OPPORTUNITIES II LP

San Ramon, CA · CIK 0001451315

Offering snapshot reported Apr 15, 2010 · SEC filing

Reported sold
$73.5M
Offering amount: $150M
Investors reported
89
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Nov 8, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$36.8M$73.5MNov 21, 2008Nov 17, 2009: $45,350,000.00Nov 17, 2009Jan 14, 2010: $55,600,000.00Feb 17, 2010: $59,100,000.00Apr 15, 2010: $73,500,000.00Apr 15, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$59,100,000 → $73,500,000
  • Reported investors94 → 89

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 15, 2010Amendment$73,500,000$14,400,000vs Feb 17, 201089SEC filing
Feb 17, 2010Amendment$59,100,000$3,500,000vs Jan 14, 201094SEC filing
Jan 14, 2010Amendment$55,600,000$10,250,000vs Nov 17, 200982SEC filing
Nov 17, 2009Amendment$45,350,000No comparison70SEC filing
Nov 21, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$400K (estimated)
Finders' fees
$0
Form D file number
021-124891
Offering and sales amounts have been aggregated for the issuer and Keystone Private Equity Opportunities II (Q), L.P., a parallel vehicle of the issuer.
Sales commissions include amounts paid in connection with the offering of interests in Keystone Private Equity Opportunities II (Q), L.P., a parallel vehicle of the issuer.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Brent Cochran2361173Cambridge Investment Research Inc · CRD 39543
David A. Russon1194052Cambridge Investment Research, Inc. · CRD 39543
Daniel Rhett Jeppson2992473Cambridge Investment Research, Inc. · CRD 39543
Allen Neuenschwander1507901SMH Capital Inc. · CRD 20580
Andrew H. Walker4823479SMH Capital Inc. · CRD 20580
Tom Genco2957076SMH Capital Inc. · CRD 20580
Daniel L. Bonder2518757SMH Capital Inc. · CRD 20580
Gregory G. Randall2143449SMH Capital Inc. · CRD 20580
Shree N. Sharma1068361Cambridge Investment Research, Inc. · CRD 35943
John E. Fleckenstein1790867Sunbelt Securities Inc. · CRD 42180
Mark S. Henderson242788National Planning Corporation · CRD 29604
Raymond J. Miller856248Sunbelt Securities Inc. · CRD 42180
Dwane Mark Tidwell2612587Sunbelt Securities Inc. · CRD 42180
Charles Auerbach1193682National Planning Corporation · CRD 29604
Daniel Whittenburg2181920Lincoln Financial Advisors Corporation · CRD 3978
Brett E. Jensen4048577Lincoln Financial Advisors Corporation · CRD 3978
Brandon M. Nelson3125377Lincoln Financial Advisors Corporation · CRD 3978
Richard Watson2173329Cambridge Investment Research · CRD 39543
Rick Isaac2547424Cambridge Investment Research · CRD 39543
Lei Wang2626500Lincoln Financial Advisors Corporation · CRD 3978
Harry P. Consaul III2509700Cambridge Investment Research · CRD 39543
Michael S. Franklin4747047National Planning Corporation · CRD 29604
Jason B. Hill4836904Cambridge Investment Research · CRD 39543
Michael D. Kaufman2362468Cambridge Investment Research · CRD 39543
Monte C. Ferguson2627255Cambridge Investment Research · CRD 39543
John Richard Coe867571Cambridge Investment Research · CRD 39543
Jimmy Dale Mullins2325029Cambridge Investment Research · CRD 39543
Joseph Sterling1101378Geneos Wealth Management · CRD 120894

Source: Form D, filed Apr 15, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John Earl Director
N/A Keystone Opportunities Ii Gp, Llc Executive, Promoter
Brandon Nielson Director
Barry Smith Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
5000 Executive Parkway Suite 445
San Ramon, CA, 94583