Form D · Hedge Fund

Kettle Hill Technology, LP

New York, NY · CIK 0001702681

Offering snapshot reported Nov 20, 2018 · SEC filing

Reported sold: $6M
Investors reported: 15
Minimum accepted: $0
First sale: Apr 1, 2017

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$5,950,000 → $6,000,000
Reported investors14 → 15

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 20, 2018	Amendment	$6,000,000	$50,000vs Apr 4, 2018	15	SEC filing
Apr 4, 2018	Amendment	$5,950,000	$400,000vs Apr 4, 2017	14	SEC filing
Apr 4, 2017	Initial	$5,550,000	No comparison	12	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-284041

Source: Form D, filed Nov 20, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

KETTLE HILL TECHNOLOGY, LP

Investment adviser: KETTLE HILL CAPITAL MANAGEMENT, LLC

Gross asset value: $13.2M
Beneficial owners: 14
ADV minimum commitment: $250K

Reported in Form ADV on Oct 24, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM US LLP NEW YORK, New York, United States

Custodian PERSHING LLC JERSEY CITY, New York, United States Related to adviser: No

Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM US LLP
PCAOB 49

PERSHING LLC
SEC 8-17574

PERSHING LLC
CRD 7560 · SEC 8-17574

Filing source

Form ADV 1247347 · Oct 24, 2018 · Schedule D 7.B.(1), fund 805-9005233169

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Kettle Hill Capital Management, Llc	Executive, Promoter
Kettle Hill Capital Technology, Llc	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Kettle Hill Capital Technology, Llc 675 Third Avenue, 15 Th Floor
New York, NY, 10017