Form D · Hedge Fund

Kettle Hill Offshore, Ltd.

Grand Cayman, E9 · CIK 0001329199

Offering snapshot reported Sep 19, 2016 · SEC filing

Reported sold
$76.9M
Indefinite offering
Investors reported
19
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Apr 1, 2005
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$47.8M$95.6MMar 16, 2009: $49,783,674.00Mar 16, 2009Mar 10, 2010: $50,683,674.00Sep 26, 2011: $51,686,674.00Sep 21, 2012: $95,563,399.00Sep 19, 2013: $76,873,399.00Sep 19, 2014: $95,563,399.00Sep 18, 2015: $76,873,399.00Sep 19, 2016: $76,873,399.00Sep 19, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Minimum accepted$50,000 → $100,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 19, 2016Amendment$76,873,399$0vs Sep 18, 201519SEC filing
Sep 18, 2015Amendment$76,873,399-$18,690,000vs Sep 19, 201419SEC filing
Sep 19, 2014Amendment$95,563,399$18,690,000vs Sep 19, 201324SEC filing
Sep 19, 2013Amendment$76,873,399-$18,690,000vs Sep 21, 201219SEC filing
Sep 21, 2012Amendment$95,563,399$43,876,725vs Sep 26, 201124SEC filing
Sep 26, 2011Amendment$51,686,674$1,003,000vs Mar 10, 201019SEC filing
Mar 10, 2010Amendment$50,683,674$900,000vs Mar 16, 200916SEC filing
Mar 16, 2009Amendment$49,783,674No comparisonNot reportedSEC filing
Jun 2, 2005PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-77710

Source: Form D, filed Sep 19, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

KETTLE HILL OFFSHORE, LTD.

Investment adviser: KETTLE HILL CAPITAL MANAGEMENT, LLC

Gross asset value
$44M
Beneficial owners
9
ADV minimum commitment
$250K

Reported in Form ADV on Mar 25, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RSM CAYMAN LTD. NEW YORK, New York, United States
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Filing source

Form ADV 807240 · Mar 25, 2014 · Schedule D 7.B.(1), fund 805-5470119407

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Thomas H. Davis Director
Barbara A. Faiella Director
Wade Kenney Director
Wade Kenny Director
Kettle Hill Capital Management, Llc Executive
Andrew Y. Kurita Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Elian Fiduciary Services (Cayman) Ltd 89 Nexus Way Camana Bay
Grand Cayman, E9, KY1-9007