Form D · Other Investment Fund

Kern River Capital, LLC

Menlo Park, CA · CIK 0001945091

Offering snapshot reported Apr 4, 2025 · SEC filing

Reported sold
$22.3M
Offering amount: $22.3M
Investors reported
104
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Mar 20, 2025
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 4, 2025Initial$22,300,000No comparison104SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-542940

Source: Form D, filed Apr 4, 2025. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

KERN RIVER CAPITAL, LLC

Investment adviser: FRIENDS & FAMILY CAPITAL MANAGEMENT, LLC

Gross asset value
$26.7M
Beneficial owners
103
ADV minimum commitment
$0

Reported in Form ADV on Jun 17, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STANDISH MANAGEMENT DALLAS, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor FRANK RIMERMAN + CO. LLP SAN FRANCISCO, California, United States
Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian STIFEL, NICOLAUS & COMPANY, INCORPORATED ST. LOUIS, Missouri, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

FRANK RIMERMAN + CO. LLP
PCAOB 1596

STIFEL, NICOLAUS & COMPANY, INCORPORATED
SEC 8-1447

Filing source

Form ADV 2112622 · Jun 17, 2026 · Schedule D 7.B.(1), fund 805-7797584881

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Managing Member Friends & Family Capital Management, Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
325 Sharon Park Drive, Suite 705
Menlo Park, CA, 94025