Form D · Hedge Fund

Kepos Institutional Opportunities Fund Ltd.

Grand Cayman, E9 · CIK 0001823655

Offering snapshot reported Jan 19, 2024 · SEC filing

Reported sold: $6M
Investors reported: 1
Minimum accepted: $100K
First sale: May 8, 2020

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 19, 2024	Amendment	$6,000,000	$0vs Jan 20, 2023	1	SEC filing
Jan 20, 2023	Amendment	$6,000,000	$0vs Jan 21, 2022	1	SEC filing
Jan 21, 2022	Amendment	$6,000,000	$0vs Sep 3, 2021	1	SEC filing
Sep 3, 2021	Amendment	$6,000,000	No comparison	Not reported	SEC filing
Sep 4, 2020	Initial	$6,000,000	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-374921

Source: Form D, filed Jan 19, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

KEPOS INSTITUTIONAL OPPORTUNITIES FUND LTD.

Investment adviser: KEPOS CAPITAL LP

Gross asset value: $5.83M
Beneficial owners: 1
ADV minimum commitment: $5M

Reported in Form ADV on Sep 18, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HEDGESERV LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORP JERSEY CITY, New Jersey, United States Related to adviser: No

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 1266

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

MORGAN STANLEY & CO. LLC
SEC 8-15869

THE NORTHERN TRUST INTERNATIONAL BANKING CORP
LEI 6PTKHDJ8HDUF78PFWH30

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1788062 · Sep 18, 2023 · Schedule D 7.B.(1), fund 805-3859112735

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Patrick Agemian	Director
Mark Cook	Director
Peter W. Huber	Director
Kepos Capital Lp	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Maples Corporate Services Limited Ugland House, Po Box 309
Grand Cayman, E9, KY1-1104