Form D · Oil and Gas
Kelt Exploration Ltd.
Calgary, A0 · CIK 0001574455
Offering snapshot reported Jul 22, 2015 · SEC filing
- Reported sold
- $4.76M Offering amount: $4.76M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jul 7, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 22, 2015 | Initial | $4,759,080 | No comparison | 1 | SEC filing |
| Dec 18, 2013 | Initial | $2,024,503 | No comparison | 3 | SEC filing |
| Apr 16, 2013 | Initial | $3,631,737 | No comparison | 6 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $190K
- Finders' fees
- $0
- Form D file number
- 021-244185
Cdn$1.2742=US$1.00
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Peters & Co. Limited | None | Peters & Co. Equities Inc. · CRD 38165 |
| FirstEnergy Capital Corp. | None | |
| RBC Dominion Securities Inc. | None | |
| Scotia Capital Inc. | None | |
| CIBC World Markets Inc. | None | |
| Cormark Securities Inc. | None | |
| Macquarie Capital Markets Canada Ltd. | None | |
| National Bank Financial Inc. | None | |
| GMP Securities L.P. | None | |
| AltaCorp Capital Inc. | None | |
| TD Securities Inc. | None | |
| Credit Suisse Securities (Canada) Inc. | None | |
| Desjardins Securities Inc. | None | |
| Raymond James Ltd. | None |
Source: Form D, filed Jul 22, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Robert J. Dales | Director |
| Douglas J. Errico | Executive |
| Alan G. Franks | Executive |
| William C. Guinan | Director, Executive |
| Sadiq H. Lalani | Executive |
| Douglas O. Mac Arthur | Executive |
| Eldon A. Mc Intyre | Director |
| Patrick Miles | Executive |
| Neil G. Sinclair | Director |
| David J. Wilson | Director, Executive |
Issuer details
Industry: Oil and Gas (See others in industry)
Address:
Suite 300, 311 6th Avenue S.W.
Calgary, A0, T2P 3H2
Calgary, A0, T2P 3H2