Form D · Private Equity Fund

Kelso Investment Associates IX, L.P.

New York, NY · CIK 0001624195

Offering snapshot reported Jun 19, 2015 · SEC filing

Reported sold: $1.08B
Investors reported: 52
Minimum accepted: $0
First sale: Nov 5, 2014

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 19, 2015	Amendment	$1,079,000,000	$0vs Jun 8, 2015	52	SEC filing
Jun 8, 2015	Amendment	$1,079,000,000	$164,490,000vs Feb 17, 2015	52	SEC filing
Feb 17, 2015	Amendment	$914,510,000	No comparison	44	SEC filing
Nov 4, 2014	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $6M (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-227684

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Not Applicable	None	Atlantic-Pacific Capital, Inc. · CRD 38356
WENDY MAN YEE WONG	5747351	TransPacific Group LLC · CRD 143869
SIMON PAUL DUNN	5875393	TransPacific Group (Asia) Ltd.
Mark Mason	4847417	TransPacific Group (Asia) Ltd.
Mohammed Afkhami	None	Magenta Capital Services Ltd.

Source: Form D, filed Jun 19, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

KELSO INVESTMENT ASSOCIATES IX, L.P.

Investment adviser: KELSO & COMPANY, L.P.

Gross asset value: $1.01B
Beneficial owners: 128
ADV minimum commitment: $10M

Reported in Form ADV on Apr 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor DELOITTE & TOUCHE LLP NEW YORK, New York, United States

Custodian JPMORGAN CHASE & CO. NEWARK, Delaware, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

DELOITTE & TOUCHE LLP
PCAOB 34

Filing source

Form ADV 2097541 · Apr 30, 2026 · Schedule D 7.B.(1), fund 805-6030359386

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Kelso Investment Associates IX, L.P. (this fund)	Jun 19, 2015	$1,079,000,000	52
Kelso Investment Associates X, L.P.	Mar 5, 2019	$2,189,975,000	99
Kelso Investment Associates XI, L.P.	Oct 3, 2023	$2,818,034,500	148

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Lynn Alexander	Director
Philip E. Berney	Director, Executive
Frank K. Bynum, Jr.	Director
Christopher L. Collins	Director
James J. Connors, Ii	Director, Executive
Stanley De J. Osborne	Director
Michael B. Goldberg	Director
None Kelso Gp Ix, L.P.	Promoter
John K. Kim	Director
Frank J. Loverro	Director
Henry Mannix Iii	Director
George E. Matelich	Director
Howard A. Matlin	Director, Executive
Church M. Moore	Director
Frank T. Nickell	Director, Executive
David I. Wahrhaftig	Director
Thomas R. Wall, Iv	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Kelso & Company 320 Park Avenue
New York, NY, 10022