Form D · Manufacturing

KELLWOOD CO

Chesterfield, MO · CIK 0000055080

Offering snapshot reported Aug 6, 2009 · SEC filing

Reported sold
$121M
Offering amount: $121M
Investors reported
28
Form D · investor count
Minimum accepted
$1
Reported outside-investor minimum
First sale
Jul 23, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$60.3M$121MAug 5, 2009: $120,590,000.00Aug 5, 2009Aug 6, 2009: $120,590,000.00Aug 6, 2009

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 6, 2009Amendment$120,590,000$0vs Aug 5, 200928SEC filing
Aug 5, 2009Initial$120,590,000No comparison28SEC filing

Offering details

Securities
Not reported
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
Not reported
Offer to exchange certain outstanding debt of Kellwood Company for 12 7/8% Second-Priority Senior Secured PIK Notes due 2014, which offer has expired, therefore no securities remain to be sold.
Lazard Middle Market LLC was not Dealer Manager, and did not receive any sales commissions or finders' fees. They did, however, receive a success fee for consummation of the exchange offer.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
LAZARD MIDDLE MARKET LLC146092

Source: Form D, filed Aug 6, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Steven E. Baginski Director, Executive
Mark Brody Director
Keith A. Grypp Director, Executive
Brian T. Harrison Director
Michael W. Kramer Director, Executive
Christopher T. Metz Director
Dale R. Phillippi Director, Executive

Issuer details

Industry: Manufacturing (See others in industry)

Address:
600 Kellwood Pkwy Attn: Legal Dept.
Chesterfield, MO, 63017