Form D · Hedge Fund

KEEN MICROCAP FUND LP

Charlotte, NC · CIK 0001663084

Offering snapshot reported Dec 16, 2022 · SEC filing

Reported sold: $20.2M
Investors reported: 30
Minimum accepted: $0
First sale: Jan 1, 2016

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$17,529,728 → $20,179,728

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 16, 2022	Amendment	$20,179,728	$2,650,000vs Dec 16, 2021	30	SEC filing
Dec 16, 2021	Amendment	$17,529,728	$2,100,000vs Dec 18, 2020	30	SEC filing
Dec 18, 2020	Amendment	$15,429,728	$0vs Dec 20, 2019	30	SEC filing
Dec 20, 2019	Amendment	$15,429,728	$1,000,000vs Dec 27, 2018	30	SEC filing
Dec 27, 2018	Amendment	$14,429,728	$100,000vs Jan 11, 2018	30	SEC filing
Jan 11, 2018	Amendment	$14,329,728	$100,000vs Jan 11, 2017	30	SEC filing
Jan 11, 2017	Amendment	$14,229,728	$1,944,192vs Jan 13, 2016	30	SEC filing
Jan 13, 2016	Initial	$12,285,536	No comparison	24	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-255101

The recipients listed in Item 12 are paid an amount equal to a percentage of the management fee paid to the General Partner (or its affiliate) attributable to certain assets under management and/or the incentive allocation.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Robert Arthur Jones	734692	CapFinancial Securities, LLC · CRD 126291
Daniel Allen Summerlin	4606372	CapFinancial Securities, LLC · CRD 126291
James Fielding Miller	1587301	CapFinancial Securities, LLC · CRD 126291
James Talton, III	2422636	CapFinancial Securities, LLC · CRD 126291

Source: Form D, filed Dec 16, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

KEEN MICROCAP FUND LP

Investment adviser: KEANE CAPITAL PARTNERS LLC

Gross asset value: $36.1M
Beneficial owners: 20
ADV minimum commitment: $150K

Reported in Form ADV on Jan 5, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator APEX FUND SERVICES CHARLOTTE, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP ROSELAND, New Jersey, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Marketer CAPTRUST RALEIGH, North Carolina, United States Related to adviser: No

Prime broker COWEN PRIME SERVICES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

GOLDMAN SACHS & CO. LLC
SEC 8-129

CAPTRUST
CRD 175112 · SEC 801-62193

COWEN PRIME SERVICES LLC
CRD 153397 · SEC 8-68531

Filing source

Form ADV 1808428 · Jan 5, 2024 · Schedule D 7.B.(1), fund 805-9404607362

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Keane Capital Management, Inc.	Executive, Promoter
Keane Capital Partners, Llc	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Keane Capital Management, Inc. 1235 East Blvd, Suite E#274
Charlotte, NC, 28203