Form D · Private Equity Fund

KCP GATEWAY, LLC

Wilmington, DE · CIK 0001860040

Offering snapshot reported Jun 10, 2021 · SEC filing

Reported sold
$4.41M
Offering amount: $11M
Investors reported
43
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jun 4, 2021
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 10, 2021Initial$4,410,000No comparison43SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$110K
Finders' fees
$0
Form D file number
021-402390
Total remaining amount was sold through the offshore fund vehicle.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Kawa Securities LLC307917Kawa Securities LLC · CRD 307917

Source: Form D, filed Jun 10, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

KCP GATEWAY, LLC

Investment adviser: KAWA CAPITAL MANAGEMENT, INC.

Gross asset value
$14.1M
Beneficial owners
73
ADV minimum commitment
$100K

Reported in Form ADV on Dec 15, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ATLAS FUND SERVICES NV WILLEMSTAD CURACAO, Netherlands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORNTON LLP STAMFORD, Connecticut, United States
Custodian FIRST REPUBLIC BANK N.A. SAN FRANCISCO, California, United States Related to adviser: No
Marketer KAWA SECURITIES LLC AVENTURA, Florida, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GRANT THORNTON LLP
PCAOB 248

FIRST REPUBLIC BANK N.A.
LEI YWC0TIKBQM2JV8L4IV08

KAWA SECURITIES LLC
CRD 307917 · SEC 8-70507

Filing source

Form ADV 1694846 · Dec 15, 2022 · Schedule D 7.B.(1), fund 805-3433542591

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Cristina Baldim Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1209 Orange St
Wilmington, DE, 19801