Form D · Other Investment Fund
KCO Resources Fund, LLC
Stowe, VT · CIK 0001522926
Offering snapshot reported Aug 5, 2011 · SEC filing
- Reported sold
- $14.4M Offering amount: $14.4M
- Investors reported
- 76 Form D · investor count
- Minimum accepted
- $10K Reported outside-investor minimum
- First sale
- Jul 22, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 5, 2011 | Initial | $14,437,091 | No comparison | 76 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $228K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-164012
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Global Resource Investments, Ltd. | 35878 |
Source: Form D, filed Aug 5, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
KCO RESOURCES FUND, LLC
Investment adviser: CCS FUNDS, LLC
- Gross asset value
- $2.51M
- Beneficial owners
- 57
- ADV minimum commitment
- $100K
Reported in Form ADV on Jan 22, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- No
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- Yes
SPROTT GLOBAL RESOURCE INVESTMENTS LTD
CRD 35878 · SEC 8-47039
Filing source
Form ADV 1816383 · Jan 22, 2024 · Schedule D 7.B.(1), fund 805-9465382769
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Doug Casey | Executive |
| . Casey Capital Strategies, Llc | Executive |
| David Galland | Executive |
| Olivier Garret | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Stowe, VT, 05672